AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AK

Alex Kozlowski

Massachusetts·CRD #6931364
Dual-registered

Dual-registered at PALLAS CAPITAL ADVISORS, LLC

Experience
3 yrs
States
1
Exams
3
Fee
AUM / Hourly / Flat Fee
View profile
AL

Alex Leo Storozhenko

Alabama·CRD #2966693
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
30
Fee
AUM / Commission / Flat Fee
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AL

Alex Lima

Arizona·CRD #6540226
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
12
Fee
AUM / Commission / Flat Fee
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AL

Alex Loi Tang

Arkansas·CRD #6277161
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
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AL

Alex L Shannon

Arizona·CRD #1551680
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
31
Fee
AUM / Commission / Flat Fee
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AM

Alex Maierhoffer

Arkansas·CRD #6786472
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
14
Fee
AUM / Commission / Flat Fee
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AM

Alex Martinez

Alabama·CRD #7910259
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
View profile
AM

Alex Mashak

Arkansas·CRD #7427360
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
8
Fee
AUM / Hourly / Flat Fee
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AM

Alex Mason Brimhall

California·CRD #8138858
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
2
Fee
AUM / Hourly / Flat Fee
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AM

Alex Matthew Pettina

Alabama·CRD #6904221
IA Rep

Investment Adviser Rep at &PARTNERS

States
19
Fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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AM

Alex Maximus Dauksza

New York·CRD #7952728
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
3
Fee
AUM / Hourly / Flat Fee
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AM

Alex M Bluestein

Alabama·CRD #8083859
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
9
Fee
AUM / Commission / Flat Fee
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AM

Alex M Danley

Arkansas·CRD #7302563
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
26
Fee
AUM / Commission / Flat Fee
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AM

Alex Mendoza Vargas

Arizona·CRD #6943024
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
7
Fee
AUM / Commission / Flat Fee
View profile
AM

Alex M Fels

California·CRD #7655951
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
17
Fee
AUM / Commission / Flat Fee
View profile
AM

Alex M Ferraccio

Alabama·CRD #7111044
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AM

Alex Michael Elbert

Arizona·CRD #7322975
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
3
Fee
AUM / Hourly / Flat Fee
View profile
AM

Alex Michael Infosino

Connecticut·CRD #7151344
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Fee
AUM / Commission / Flat Fee
View profile
AM

Alex Michael Kennedy

California·CRD #6774570
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Fee
AUM / Commission / Flat Fee
View profile
AM

Alex Michael Micknis

Pennsylvania·CRD #7211216
IA Rep

Investment Adviser Rep at THE AMERIFLEX GROUP

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AM

Alex Michael Robinette

South Carolina·CRD #6706465
Dual-registered

Dual-registered at TANDEM INVESTMENT ADVISORS INC

Experience
10 yrs
States
1
Exams
3
Fee
AUM
View profile
AM

Alex Michalik

Alabama·CRD #7740597
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
45
Fee
AUM / Commission / Flat Fee
View profile
AM

Alex Miguel Santillan

Florida·CRD #6332539
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM
View profile
AM

Alex M Minard

Alaska·CRD #6485785
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
28
Fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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