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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Connie Ann Van Ornum

Arizona·CRD #2133180
Dual-registered

Dual-registered at EVEREST FINANCIAL GROUP

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CC

Connie Chung

Connecticut·CRD #7566003
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Connie Corina Horstkotte

California·CRD #4182453
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Connie Denise Densmore

Nevada·CRD #2853960
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CD

Connie Diane Best

Tennessee·CRD #2868401
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Connie Diaz

Texas·CRD #4834751
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
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CD

Connie Dullum

Minnesota·CRD #2375823
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
1
Exams
9
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Connie Jo McAdams

Arizona·CRD #1937332
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CJ

Connie Jo Streff

South Dakota·CRD #5361639
Dual-registered

Dual-registered at BIG SIOUX WEALTH MANAGEMENT

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly
View profile
CL

Connie Lea Sherrill

Texas·CRD #2755544
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
View profile
CL

Connie Lee West

Tennessee·CRD #4066633
Dual-registered

Dual-registered at BELLWETHER INVESTMENT GROUP, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Connie L Jazbinsek

Pennsylvania·CRD #4600861
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Connie Louise Stein Neff

California·CRD #2256950
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
13 yrs
States
5
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Connie Lynn Heier

Illinois·CRD #4428370
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
25 yrs
States
3
Exams
4
Since
2001
Fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Connie Marie Bedwell

Missouri·CRD #6386087
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Fee
AUM / Other
View profile
CM

Connie Marie Kreutzer

N/A·CRD #1061594
Dual-registered

Dual-registered at PENSERRA GLOBAL INVESTORS LLC

Experience
11 yrs
Exams
7
Est. fee
AUM
Minimum
$10.0M
View profile
CN

Connie Nmn Mack

Arizona·CRD #4144361
Dual-registered

Dual-registered at SIMPLEVISOR

Experience
26 yrs
States
3
Exams
2
Since
2000
Fee
AUM
Minimum
$10k
View profile
CP

Connie Paula Gois

New Jersey·CRD #3042377
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Connie Phan

California·CRD #6353925
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Connie Picardi

New York·CRD #5721268
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Connie Sue Grosser

Ohio·CRD #1998135
Dual-registered

Dual-registered at HORAN WEALTH, LLC

Experience
36 yrs
States
1
Exams
11
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Connie Williams

South Carolina·CRD #3139335
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

Experience
27 yrs
States
1
Exams
7
Since
1999
Est. fee
AUM / Performance-based
Minimum
$50k
View profile
CZ

Connie Zeender

Texas·CRD #5455281
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CA

Connor A Grimes

California·CRD #6548372
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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