AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AM

Aaron Michael Hall

Missouri·CRD #6704852
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
4 yrs
States
2
Exams
4
Since
2022
Fee
AUM / Other
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AM

Aaron Michael Hoffman

Louisiana·CRD #6865274
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
8 yrs
States
2
Exams
6
Since
2018
Est. fee
AUM
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AM

Aaron Michael Howe

Minnesota·CRD #2543036
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Flat Fee
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AM

Aaron Michael Jones

Virginia·CRD #5148567
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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AM

Aaron Michael Minor

Colorado·CRD #6692282
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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AM

Aaron Michael Muzzy

Texas·CRD #7119088
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
6 yrs
States
2
Exams
3
Since
2020
Fee
AUM / Other
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AM

Aaron Michael Nelson

Alabama·CRD #4419322
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
23 yrs
States
3
Exams
3
Since
2003
Fee
AUM / Hourly / Flat Fee / Performance-based
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AM

Aaron Michael Oudbier

Michigan·CRD #4419362
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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AM

Aaron Michael Overlien

California·CRD #5564781
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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AM

Aaron Michael Peloquin

Minnesota·CRD #6856923
Dual-registered

Dual-registered at SAVVY

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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AM

Aaron Michael Scott

Connecticut·CRD #2387790
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
30 yrs
States
2
Exams
9
Since
1996
Est. fee
AUM / Flat Fee
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AM

Aaron Michael Shapo

Maryland·CRD #8187365
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
3
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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AM

Aaron Michael Simmons

Connecticut·CRD #2940039
Dual-registered

Dual-registered at BRADLEY FOSTER & SARGENT INC

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
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AM

Aaron Michael Sloan

Missouri·CRD #6811910
Dual-registered

Dual-registered at UNITED ADVISOR GROUP

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Hourly / Flat Fee
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AM

Aaron Michael Smith

Louisiana·CRD #2154613
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

Experience
35 yrs
States
3
Exams
3
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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AM

Aaron Michael Stout

Illinois·CRD #2568752
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
31 yrs
States
1
Exams
8
Since
1995
Est. fee
AUM / Flat Fee
View profile
AM

Aaron Michael Vaughn

Ohio·CRD #4514977
Dual-registered

Dual-registered at FORTIS CAPITAL ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aaron Michael Venasky

Minnesota·CRD #5144273
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
3
Exams
8
Since
2009
Est. fee
AUM / Flat Fee
View profile
AM

Aaron Michael Ward

Missouri·CRD #5083528
Dual-registered

Dual-registered at RBF WEALTH ADVISORS

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aaron Mitchell Rosenthal

Texas·CRD #7817908
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM / Hourly / Flat Fee
View profile
AM

Aaron M Klemm

Michigan·CRD #5621542
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
16 yrs
States
1
Exams
3
Since
2010
Fee
AUM / Hourly / Flat Fee / Other
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AM

Aaron M Menard

California·CRD #7679208
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Aaron M Ritsema

Michigan·CRD #4944968
Dual-registered

Dual-registered at LAFLEUR & GODFREY PRIVATE WEALTH MANAGEMENT

Experience
21 yrs
States
1
Exams
6
Since
2005
Est. fee
AUM / Other
View profile
AM

Aaron M Volen

California·CRD #6400941
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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