AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Connor Judy

Ohio·CRD #7812843
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CK

Connor Kaminski

Illinois·CRD #6616668
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Connor Knapp

Florida·CRD #7771507
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
3
Exams
4
Since
2024
Est. fee
AUM / Flat Fee
View profile
CL

Connor Ladone

Illinois·CRD #6981142
Dual-registered

Dual-registered at ROTHSCHILD INVESTMENT

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CL

Connor Lawrence McCormack

California·CRD #6620049
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Connor L Hawkinson

Rhode Island·CRD #6681504
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
View profile
CL

Connor Lilley

New York·CRD #7474887
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Connor Louis Smith

Pennsylvania·CRD #5679928
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Connor Mackenzie White

Oklahoma·CRD #6538829
IA Rep

Investment Adviser Rep at J M BROWN FINANCIAL PARTNERS

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
CM

Connor Matthew Smith

Maryland·CRD #7396705
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
5 yrs
States
4
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Connor McAndrew

Illinois·CRD #7452482
IA Rep

Investment Adviser Rep at SIKICH FINANCIAL

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CM

Connor McCann

Ohio·CRD #7812851
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Connor McDermott

Delaware·CRD #7515563
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Connor Michael Bowen

Florida·CRD #6075253
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
6
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Connor Michael McDonald

Nebraska·CRD #7759236
IA Rep

Investment Adviser Rep at ORION PORTFOLIO SOLUTIONS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee / Performance-based
View profile
CM

Connor Michael Murray

Connecticut·CRD #6393961
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Connor Michael O'Reilly

New Jersey·CRD #7020986
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Connor Michael Patenaude

Arizona·CRD #8127104
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Connor Michael Stewart

Illinois·CRD #7497604
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CM

Connor Michael Sturgess

Michigan·CRD #6895109
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CM

Connor Miles Kotzenberg

Illinois·CRD #7565470
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Connor M Smith

Michigan·CRD #7698565
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CM

Connor M Tendall

Maryland·CRD #6313909
Dual-registered

Dual-registered at AVESTAR CAPITAL, LLC

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
CN

Connor Nelson Faix

Ohio·CRD #6748325
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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