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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CN

Connor Nicholas Seifert

Maryland·CRD #7547282
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
4 yrs
States
1
Exams
2
Since
2022
Est. fee
AUM / Flat Fee
View profile
CO

Connor O'Keefe

Kansas·CRD #7502736
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Connor Patrick Breit

Connecticut·CRD #7261232
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
4
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Connor Patrick Carbary

Michigan·CRD #6933336
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Connor Patrick Golden

Pennsylvania·CRD #6978832
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Connor Patrick Kannapell

District Of Columbia·CRD #7118980
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Connor Patrick Wells

Minnesota·CRD #6943745
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
8 yrs
States
1
Exams
6
Since
2018
Fee
AUM / Other
View profile
CP

Connor Payne Butler

Ohio·CRD #7926650
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CP

Connor Philip James Koppa

Minnesota·CRD #6178952
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
13 yrs
States
1
Exams
3
Since
2013
Fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Connor Phillip Hartwell

California·CRD #6318703
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Connor P Holton

Michigan·CRD #7536691
Dual-registered

Dual-registered at SPARTAN WEALTH MANAGEMENT

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Connor Pierce Decou

Michigan·CRD #7445808
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CP

Connor Pierce Smith

Arizona·CRD #6539351
Dual-registered

Dual-registered at JUNCTURE WEALTH STRATEGIES, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
View profile
CP

Connor Plattner

Kansas·CRD #7132497
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Connor P Obrien

New York·CRD #7593858
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Connor Porrell

Michigan·CRD #7617648
Dual-registered

Dual-registered at CG ADVISORY SERVICES

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5k
View profile
CQ

Connor Quinlan McHugh

Illinois·CRD #6660122
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Connor Ray Edward Tomlinson

Texas·CRD #6974659
IA Rep

Investment Adviser Rep at GUIDED CAPITAL WEALTH MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
CR

Connor Raymond Morie

New Jersey·CRD #8163136
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CR

Connor R Hanson

Illinois·CRD #7565533
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Connor Richard Emmert

North Carolina·CRD #6345449
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CR

Connor R Modd

California·CRD #7705195
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Connor Rollins Smith

Louisiana·CRD #8212169
IA Rep

Investment Adviser Rep at ORLEANS CAPITAL MANAGEMENT CORP

States
2
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
View profile
CR

Connor Ross Gaffney

Michigan·CRD #7021850
Dual-registered

Dual-registered at ADVISORY ALPHA, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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