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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CH

Cyndie Huang

California·CRD #5280737
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Cyndi Thompson

Washington·CRD #7223773
IA Rep

Investment Adviser Rep at JOHNSON BIXBY

Experience
6 yrs
States
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Cynterri M Roberts

California·CRD #7680562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
7
Since
2023
Est. fee
AUM / Commission / Flat Fee
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CA

Cynthia A Kelley

Arkansas·CRD #4475471
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
9
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
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CA

Cynthia Amos Helms

Florida·CRD #3201852
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM / Commission / Hourly / Flat Fee
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CA

Cynthia Ann Briggs

Texas·CRD #2189591
Dual-registered

Dual-registered at &PARTNERS

Experience
35 yrs
States
2
Exams
8
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CA

Cynthia Ann Chavana

Texas·CRD #1770894
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
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CA

Cynthia Ann Curtis Nelson

New York·CRD #2781415
Dual-registered

Dual-registered at EAGLE BAY FAMILY OFFICE

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Cynthia Anne Guertin-Gileau

Connecticut·CRD #4114405
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cynthia Anne Hansen

Minnesota·CRD #7264402
IA Rep

Investment Adviser Rep at SOMERSET GROUP LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM
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CA

Cynthia Anne Herron

Kansas·CRD #1609574
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cynthia Anne Piacentino

North Carolina·CRD #5962111
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Cynthia Anne Rottini

New Jersey·CRD #5869016
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CA

Cynthia Anne Thomas

Alabama·CRD #1218604
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
42 yrs
States
1
Exams
4
Since
1984
Fee
AUM / Hourly / Flat Fee
View profile
CA

Cynthia Ann Fason

North Dakota·CRD #3232601
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cynthia Ann Giovacchino

Connecticut·CRD #3274194
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cynthia Ann Gutz

Minnesota·CRD #2561710
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Fee
AUM / Other
View profile
CA

Cynthia Ann Hansen

Colorado·CRD #4608936
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
23 yrs
States
3
Exams
4
Since
2003
Est. fee
AUM / Flat Fee
View profile
CA

Cynthia Ann Hartman

Texas·CRD #6917710
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
8 yrs
States
1
Since
2018
Fee
AUM / Flat Fee / Performance-based
View profile
CA

Cynthia Ann Laub

Kansas·CRD #2385903
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cynthia Ann Maher

Nebraska·CRD #2420164
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
32 yrs
States
2
Exams
7
Since
1994
Fee
AUM / Other
View profile
CA

Cynthia Ann Morse

N/A·CRD #1307062
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
Exams
6
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cynthia Ann Motiff

Colorado·CRD #5552910
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
CA

Cynthia Ann Ranzau

Washington·CRD #4190849
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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