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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Curtiss Lewis Deoliveira

California·CRD #2194759
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Curtiss Marvin Kaufman

Texas·CRD #5603057
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Curtiss Tharp

Florida·CRD #6645717
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Curtis Sun Dunn Lau

Hawaii·CRD #1236095
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
3
Since
1984
Est. fee
AUM / Commission / Flat Fee
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CT

Curtis Thayer Almy

Montana·CRD #1775415
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CV

Curtis Verdell Lund

Montana·CRD #2654968
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
31 yrs
States
2
Exams
6
Since
1995
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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CW

Curtis Warren Olson

Texas·CRD #6285425
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CW

Curtis Watson Harrell III

Florida·CRD #6823334
Dual-registered

Dual-registered at ADVANTAGE WEALTH PARTNERS

Experience
9 yrs
States
1
Exams
4
Since
2017
Fee
AUM
Minimum
$10k
View profile
CW

Curtis Wayne May

Illinois·CRD #1993001
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
36 yrs
States
3
Exams
9
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Curtis Westphal Hart

Pennsylvania·CRD #7099801
Dual-registered

Dual-registered at D.B. ROOT & COMPANY, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Curtis William Averre

North Carolina·CRD #6955287
IA Rep

Investment Adviser Rep at HOLLINGSWORTH AVENT AVERRE & PURVIS, PA

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly
Minimum
$500k
View profile
CW

Curtis William Frisch

Florida·CRD #6052997
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
6
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Curtis William Howard

California·CRD #1901041
Dual-registered

Dual-registered at GOLDEN STATE WEALTH MANAGEMENT, LLC

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Other
View profile
CW

Curtis William Mullins

New Jersey·CRD #4481359
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Curtis Woodard

Texas·CRD #5314556
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
12 yrs
States
1
Exams
7
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Curt Michael Spinney

Georgia·CRD #5862672
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CW

Curt William Knapp

Florida·CRD #1206432
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
43 yrs
States
1
Exams
8
Since
1983
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CW

C Warthen

California·CRD #2354496
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
8
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CW

C William Anderson

Ohio·CRD #2366571
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
7
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cydne A Butler

Texas·CRD #5198359
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CI

Cydney Irene Crampton

California·CRD #1246616
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
2
Exams
8
Since
1984
Est. fee
AUM / Flat Fee
View profile
CJ

Cydney Jean Jones

Florida·CRD #6881125
IA Rep

Investment Adviser Rep at CGN ADVISORS, LLC

Experience
6 yrs
States
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CG

Cy Garrett Cattan

Texas·CRD #3234158
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
24 yrs
States
1
Exams
2
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Cylesce Alma Aguilera

California·CRD #7946562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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