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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DE

Dalton Earl Heffel

New Jersey·CRD #7606903
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Dalton James Guyette

Wisconsin·CRD #7712727
IA Rep

Investment Adviser Rep at NICOLET WEALTH MANAGEMENT

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM
View profile
DJ

Dalton James Onifer

New Jersey·CRD #6425745
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Dalton James Weyandt

Wisconsin·CRD #7436334
IA Rep

Investment Adviser Rep at BROOK CAPITAL

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
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DJ

Dalton Jason Downer

California·CRD #7621939
IA Rep

Investment Adviser Rep at LIDO

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DK

Dalton Keith

Iowa·CRD #7991888
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Dalton Lee Chandler II

Kentucky·CRD #1859086
Dual-registered

Dual-registered at MRA ADVISORY GROUP

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Flat Fee / Subscription
View profile
DL

Dalton Lee Horstmeier

Missouri·CRD #6945583
Dual-registered

Dual-registered at &PARTNERS

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DM

Dalton Michael Richards

California·CRD #6601210
Dual-registered

Dual-registered at BALEFIRE, LLC

Experience
10 yrs
States
4
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Dalton Seth Adams

West Virginia·CRD #7913936
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Dalton Shane Waldrop

Colorado·CRD #5473555
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Dalton William Kleinhen

North Carolina·CRD #7520426
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DI

Dalya Inhaber

New York·CRD #1629275
IA Rep

Investment Adviser Rep at MINERVA WEALTH ADVISORY

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DR

Damah Rankin

Texas·CRD #5626767
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

Damali M Hall-McGuire

Michigan·CRD #6207397
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
6
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DN

Damali N Errar

Florida·CRD #4447017
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
15 yrs
States
3
Exams
13
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DE

Damany Eric Henry

Florida·CRD #2846968
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DA

Damian Aaron Saenz

Texas·CRD #7176512
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
DA

Damian A Kusnierz

Connecticut·CRD #8169542
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Damian Blake Hayes

Florida·CRD #5101075
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
20 yrs
States
2
Exams
5
Since
2006
Fee
AUM / Other
View profile
DB

Damian Bravey Maurer

Maryland·CRD #6836929
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Damian Charrez Escobar

Texas·CRD #4314763
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Damian Christian Rothermel

Oregon·CRD #3095845
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
28 yrs
States
1
Exams
7
Since
1998
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DE

Damian E Perry

Florida·CRD #2632609
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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