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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Dallas A Collins

Indiana·CRD #5954502
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DC

Dallas Cernak Fox

Illinois·CRD #4583826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Dallas Dan George

Tennessee·CRD #4559086
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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DD

Dallas Disbro

District Of Columbia·CRD #6090358
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
4
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
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DE

Dallas E Senters

Indiana·CRD #5058388
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DJ

Dallas Jackson Baltz

Indiana·CRD #8184535
IA Rep

Investment Adviser Rep at COMPREHENSIVE FINANCIAL CONSULTANTS

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
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DJ

Dallas John Evans

California·CRD #1250175
Dual-registered

Dual-registered at EVANS CAPITAL MANAGEMENT ASSOCIATES

Experience
42 yrs
States
4
Exams
8
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
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DK

Dallas Kirby

North Carolina·CRD #6608604
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
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DL

Dallas Lee Wheeler

Oklahoma·CRD #5603270
Dual-registered

Dual-registered at PLAN GROUP FINANCIAL, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Flat Fee
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DM

Dallas Messenger

Utah·CRD #7864996
IA Rep

Investment Adviser Rep at SANDLOT PRIVATE WEALTH LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Performance-based
Minimum
$5.0M
View profile
DN

Dallas Nile Smoker

Pennsylvania·CRD #7184191
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Dallas Porter Brignone

Colorado·CRD #6904816
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

Dallas S Davies

Utah·CRD #8021373
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Performance-based / Other
View profile
DW

Dallas Wayne Tuggle

Kentucky·CRD #8191918
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DY

Dallas Yang Vipond

District Of Columbia·CRD #2830078
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Dallin Bunnell

Utah·CRD #8029160
IA Rep

Investment Adviser Rep at ELEVATED CAPITAL ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$10k
View profile
DD

Dallin Deloy Griffin

Utah·CRD #6351530
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DT

Dallin Todd Schwendiman

Utah·CRD #7520016
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DD

Dalon Dean Wynia

Texas·CRD #4911455
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
1
Exams
10
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dalton Alan Andrews

Colorado·CRD #6625970
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Flat Fee
View profile
DA

Dalton Anthony Heim

Iowa·CRD #6948793
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Other
View profile
DC

Dalton Cason Davenport

Georgia·CRD #6766510
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Dalton Clary

Alabama·CRD #7904940
IA Rep

Investment Adviser Rep at WAVERLY ADVISORS, LLC

Experience
2 yrs
States
1
Since
2024
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DC

Dalton Connor Kitchen

Texas·CRD #6893787
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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