AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Daniel Anthony Cota

California·CRD #2756186
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Daniel Anthony Delrosso

New Jersey·CRD #3065320
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Hourly
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DA

Daniel Anthony Pason

Michigan·CRD #6300300
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Daniel Anthony Pennant

Virginia·CRD #7043334
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Est. fee
AUM / Commission / Flat Fee
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DA

Daniel Anthony Prisciotta Jr

New Jersey·CRD #1190025
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
2
Exams
7
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Daniel Anthony Sperrazza

New York·CRD #5049989
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
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DA

Daniel Antonio Torres

California·CRD #7140618
IA Rep

Investment Adviser Rep at WELLTH ADVISORY SERVICES, LLC

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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DA

Daniel Anton Vieland

Louisiana·CRD #4457307
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
22 yrs
States
3
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DA

Daniel A Odigie

Florida·CRD #2134208
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
35 yrs
States
1
Exams
8
Since
1991
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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DA

Daniel A Olivares

Texas·CRD #7062648
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Daniel Archer Hill

California·CRD #6969825
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Flat Fee
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DA

Daniel A Ringelstein

New Hampshire·CRD #4209015
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Daniel Armando Priwin

California·CRD #2831542
Dual-registered

Dual-registered at GFS ADVISORS LLC

Experience
29 yrs
States
5
Exams
6
Since
1997
Fee
AUM / Performance-based
View profile
DA

Daniel A. Roberts

Connecticut·CRD #2208120
Dual-registered

Dual-registered at FISCAL WISDOM WEALTH MANAGEMENT LLC

Experience
28 yrs
States
1
Exams
15
Since
1998
Fee
AUM / Hourly / Other
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DA

Daniel Arthur Essman

Texas·CRD #5983766
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
DA

Daniel Arthur Kautz

New York·CRD #3185829
Dual-registered

Dual-registered at THE AMERIFLEX GROUP

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Daniel Arthur Michel

N/A·CRD #5109155
IA Rep

Investment Adviser Rep at OAKWELL PRIVATE WEALTH MANAGEMENT

Experience
20 yrs
Exams
1
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Daniel Arthur Nielsen

California·CRD #3037085
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
6
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Daniel Arthur Webb

Connecticut·CRD #1233938
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
4
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Daniel Asher Giese

California·CRD #7260650
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daniela Swesey

Texas·CRD #8026539
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
DA

Daniel Austin Crowley

Texas·CRD #7070262
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
DA

Daniel Austin Driver

Florida·CRD #5757230
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

Daniel Austin Holloway

North Carolina·CRD #6325313
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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