AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Daniel Austin Morgan

Georgia·CRD #1683619
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee
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DA

Daniel A Valdes

Florida·CRD #7183037
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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DV

Daniela V Vizcaino

New Jersey·CRD #7625243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DA

Daniel Ayala Jr

Texas·CRD #6176816
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Daniel Azeredo

Colorado·CRD #5646378
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
5
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Daniel Bagin

Texas·CRD #8061177
IA Rep

Investment Adviser Rep at THOMPSON INVESTMENT MANAGEMENT, INC.

Experience
1 yrs
States
2
Since
2025
Est. fee
AUM / Flat Fee
Minimum
$100k
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DB

Daniel Baumgartner

New Jersey·CRD #2350488
Dual-registered

Dual-registered at TERRA NOVA ASSET MANAGEMENT LLC

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM
Minimum
$1.0M
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DB

Daniel Beniak

New York·CRD #6519641
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
7 yrs
States
1
Exams
2
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DB

Daniel Benjamin Berkowitz

Pennsylvania·CRD #7169388
IA Rep

Investment Adviser Rep at PRUDENT MANAGEMENT ASSOCIATES

Experience
7 yrs
States
1
Since
2019
Fee
AUM / Flat Fee
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DB

Daniel Benjamin Lipsitz

New York·CRD #4697542
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Daniel Benjamin Tricoli

Illinois·CRD #6859521
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Daniel Bennett

Arizona·CRD #6386277
Dual-registered

Dual-registered at COLUMBIA ADVISORY PARTNERS, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Fee
AUM / Hourly / Flat Fee
View profile
DB

Daniel Bennett Goldman Levine

California·CRD #1054339
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
43 yrs
States
1
Exams
7
Since
1983
Fee
AUM / Other
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DB

Daniel Bernard Finley

Indiana·CRD #3239713
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Daniel Bert O'Mealey

Michigan·CRD #2746170
Dual-registered

Dual-registered at DB & C ADVISORS, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly
View profile
DB

Daniel Bilewich

New Jersey·CRD #5419508
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DB

Daniel Blakeman

Colorado·CRD #7777645
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Daniel Blakesly Maude

Illinois·CRD #5679434
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
DB

Daniel Bodnar

New Jersey·CRD #7414813
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
DB

Daniel Borenstein

New York·CRD #6508846
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Daniel Bradford Gwilliam Jr

Arizona·CRD #2916314
Dual-registered

Dual-registered at WATTS GWILLIAM & COMPANY, LLC

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM / Flat Fee
View profile
DB

Daniel Brady Cotter

Ohio·CRD #1938418
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Daniel Brendan Lacey

Maryland·CRD #7472620
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Daniel Brenden Carey

Illinois·CRD #5308930
Dual-registered

Dual-registered at MENTOR CAPITAL MANAGEMENT INC.

Experience
18 yrs
States
2
Exams
2
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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