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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

Daniel Castro

California·CRD #6936640
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
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DC

Daniel C Brienza

North Carolina·CRD #2529272
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
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DC

Daniel Cesar Caneva

California·CRD #1686099
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
39 yrs
States
1
Exams
13
Since
1987
Fee
AUM / Other
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DC

Daniel Chang

California·CRD #5591534
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DC

Daniel Charles Caffrey

Virginia·CRD #2599514
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DC

Daniel Charles Creek

Illinois·CRD #3097893
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
3
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
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DC

Daniel Charles Eisenberg

New York·CRD #4357553
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
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DC

Daniel Charles Esslinger

Florida·CRD #4896370
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DC

Daniel Charles Estes

Texas·CRD #2566459
Dual-registered

Dual-registered at PIN OAK INVESTMENT ADVISORS INC

Experience
27 yrs
States
1
Exams
6
Since
1999
Fee
AUM / Flat Fee / Performance-based / Other
Minimum
$2.0M
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DC

Daniel Charles Gray

Pennsylvania·CRD #2227411
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
34 yrs
States
1
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Daniel Charles Hall

Georgia·CRD #7137449
IA Rep

Investment Adviser Rep at HIGHBROOK CAPITAL PARTNERS

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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DC

Daniel Charles Hauschild Jr

Delaware·CRD #2973391
Dual-registered

Dual-registered at TCFG INVESTMENT ADVISORS, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly
View profile
DC

Daniel Charles Macdonald

Tennessee·CRD #1752411
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Daniel Charles Massucci

Connecticut·CRD #8133933
IA Rep

Investment Adviser Rep at FCIG WEALTH MANAGEMENT, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Flat Fee
View profile
DC

Daniel Charles Nall

Kentucky·CRD #6283551
IA Rep

Investment Adviser Rep at ARISTIDES CAPITAL LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Performance-based
Minimum
$1.0M
View profile
DC

Daniel Charles Polizzotti

Florida·CRD #1989585
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
5
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

Daniel Charles Southworth

California·CRD #5939234
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
14 yrs
States
7
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DC

Daniel Chasen Cole

California·CRD #6336879
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Flat Fee
View profile
DC

Daniel Chester Capurso

New York·CRD #4525061
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Daniel Chladek

Minnesota·CRD #8161638
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Flat Fee
View profile
DC

Daniel Christensen

Texas·CRD #3113188
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Daniel Christian Andersen

California·CRD #5826910
IA Rep

Investment Adviser Rep at PARKSHORE WEALTH MANAGEMENT

Experience
14 yrs
States
2
Since
2012
Fee
AUM / Hourly / Flat Fee / Other
View profile
DC

Daniel Christian Barrett Lund

Washington·CRD #6626740
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Fee
AUM / Other
View profile
DC

Daniel Christian Giddens

Texas·CRD #1207944
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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