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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel John Goldsmith

Connecticut·CRD #4437676
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel John Hanley Jr

New Jersey·CRD #2401963
Dual-registered

Dual-registered at PRINCETON GLOBAL ASSET MANAGEMENT LLC

Experience
30 yrs
States
1
Exams
6
Since
1996
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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DJ

Daniel John Hopkins

New York·CRD #1286618
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel John King

Pennsylvania·CRD #5649900
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel John Klein

Minnesota·CRD #4940032
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
20 yrs
States
2
Exams
3
Since
2006
Fee
AUM / Hourly / Flat Fee / Other
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DJ

Daniel John Legan

California·CRD #2360114
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
3
Since
1993
Est. fee
AUM / Flat Fee
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DJ

Daniel John Lenoir

Connecticut·CRD #6945991
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel John Lloyd Jr

New Jersey·CRD #6214645
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel John McDermott

California·CRD #1911988
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
2
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel John McWilliams

Michigan·CRD #2244661
Dual-registered

Dual-registered at PKS ADVISORY SERVICES, LLC

Experience
34 yrs
States
1
Exams
10
Since
1992
Est. fee
AUM / Flat Fee
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DJ

Daniel John Michaels

California·CRD #7689301
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel John Miller

Wisconsin·CRD #2710098
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
30 yrs
States
1
Exams
3
Since
1996
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel John Moran Jr

Minnesota·CRD #1864762
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel John Murphy

Oregon·CRD #722183
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
45 yrs
States
3
Exams
5
Since
1981
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel John Murray

Minnesota·CRD #7255038
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DJ

Daniel John Obrien

Ohio·CRD #5157305
Dual-registered

Dual-registered at CAPITAL ADVISORS, LTD., LLC

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel John Petrie Jr

New Jersey·CRD #1543568
Dual-registered

Dual-registered at FORTIS CAPITAL ADVISORS, LLC

Experience
17 yrs
States
1
Exams
8
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel John Pizetoski

Virginia·CRD #7304868
IA Rep

Investment Adviser Rep at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Daniel John Roberts

California·CRD #8041001
IA Rep

Investment Adviser Rep at STRATOS WEALTH PARTNERS, LTD

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DJ

Daniel John Roberts

California·CRD #843172
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
47 yrs
States
3
Exams
5
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DJ

Daniel John Rossiter

New York·CRD #2770325
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel John Schlesser

Illinois·CRD #1788458
Dual-registered

Dual-registered at TILDEN LOUCKS & WOODNORTH LLC

Experience
38 yrs
States
1
Exams
9
Since
1988
Fee
AUM / Flat Fee
Minimum
$200k
View profile
DJ

Daniel John Silfer

New York·CRD #8094258
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Johnson

Florida·CRD #5617481
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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