AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel J Humphrey

New Jersey·CRD #7285064
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Jimenez-Fulton

California·CRD #7936115
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Jin Cho

New York·CRD #8126375
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Jin Lee

California·CRD #5530411
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
15 yrs
States
3
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
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DJ

Daniel Jiyong Kim

Illinois·CRD #6930422
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
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DJ

Daniel J. Joseph

Pennsylvania·CRD #6258966
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel J Lennon

California·CRD #6380123
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Marcon

Florida·CRD #8101724
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Memo

Ohio·CRD #3079244
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Michaluk

New Jersey·CRD #6256361
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel J Morrison

South Dakota·CRD #5617286
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J. Munroe

Connecticut·CRD #4741005
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel John Cacciola

Massachusetts·CRD #7216038
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Flat Fee
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DJ

Daniel John Carollo

New Jersey·CRD #4401113
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Flat Fee
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DJ

Daniel John Collins

Illinois·CRD #7954842
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Flat Fee
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DJ

Daniel John Determan

Wisconsin·CRD #4908528
Dual-registered

Dual-registered at CLF ASSET MANAGEMENT, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel John Dunn

California·CRD #3105100
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
3
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel John Dziekciowski

Minnesota·CRD #4208229
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

Daniel John Eastep

Maryland·CRD #4834508
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel John Fasciano

Massachusetts·CRD #4518411
IA Rep

Investment Adviser Rep at GW&K INVESTMENT MANAGEMENT, LLC

Experience
6 yrs
States
1
Since
2020
Est. fee
AUM / Flat Fee / Performance-based
View profile
DJ

Daniel John Fax

Arizona·CRD #2902332
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
27 yrs
States
10
Exams
5
Since
1999
Fee
AUM
View profile
DJ

Daniel John Field

New Jersey·CRD #5425574
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DJ

Daniel John Fitzgerald Jr

New York·CRD #7639230
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel John Froning

Colorado·CRD #7885152
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
2 yrs
States
3
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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