AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel Joshua Leo

California·CRD #5768059
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Daniel J Peterson II

California·CRD #6975221
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Romanchuk

Florida·CRD #5743806
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Judd McRoberts

New Mexico·CRD #6050419
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Jun Lee

North Carolina·CRD #6368020
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

Daniel Justin Greene

Nevada·CRD #4940449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
4
Exams
6
Since
2005
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Justin Odze

Florida·CRD #6105013
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel Justin Preece III

New Jersey·CRD #5278220
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Vigil

California·CRD #7184860
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
7 yrs
States
1
Exams
1
Since
2019
Est. fee
AUM / Other
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DJ

Daniel J Waldron

Connecticut·CRD #7508562
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel J Zenisek

Illinois·CRD #5207840
Dual-registered

Dual-registered at BERNARDI ASSET MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM
Minimum
$250k
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DK

Daniel Kang

California·CRD #4529213
Dual-registered

Dual-registered at ONE CAPITAL MANAGEMENT, LLC

Experience
2 yrs
States
2
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
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DK

Daniel Keeney

Georgia·CRD #7126442
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DK

Daniel Keith Beech

California·CRD #6169844
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
13 yrs
States
3
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
DK

Daniel Keith Crumpacker

Alaska·CRD #4817596
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
2
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

Daniel Keith Hocking

New York·CRD #1346641
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
32 yrs
States
1
Exams
4
Since
1994
Fee
AUM / Hourly / Flat Fee
View profile
DK

Daniel Keith Key

Kentucky·CRD #2822308
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Daniel Keith Lucas

Indiana·CRD #5019712
Dual-registered

Dual-registered at LJI WEALTH MANAGEMENT, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DK

Daniel Keith Wrigley

Minnesota·CRD #4601412
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Fee
AUM / Other
View profile
DK

Daniel Kelly Cronin

Hawaii·CRD #6883364
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DK

Daniel Kenneth Anderson

Utah·CRD #4808567
Dual-registered

Dual-registered at CYNOSURE GROUP, LLC

Experience
4 yrs
States
1
Exams
2
Since
2022
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
DK

Daniel Kenneth Barnowsky

Utah·CRD #8213467
IA Rep

Investment Adviser Rep at STATERA WEALTH MANAGEMENT

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly
View profile
DK

Daniel Kenneth Charley

Florida·CRD #6457442
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DK

Daniel Kenneth Sabol

Illinois·CRD #2341090
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
4
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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