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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Daniel Joseph Madonia

New Jersey·CRD #1852381
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
3
Exams
5
Since
1988
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Joseph Maxwell

Illinois·CRD #7278677
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Flat Fee
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DJ

Daniel Joseph McCarthy

Illinois·CRD #1410055
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel Joseph Morris

Montana·CRD #8052544
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
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DJ

Daniel Joseph Mullane

Connecticut·CRD #1246435
Dual-registered

Dual-registered at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Experience
40 yrs
States
1
Exams
8
Since
1986
Est. fee
AUM
Minimum
$50k
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DJ

Daniel Joseph Mullaney

Rhode Island·CRD #7639750
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Joseph Murphy

Illinois·CRD #2118288
Dual-registered

Dual-registered at HBW ADVISORY SERVICES LLC

Experience
32 yrs
States
2
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel Joseph Pagliaroli

California·CRD #7180456
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
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DJ

Daniel Joseph Parrott

Connecticut·CRD #1792126
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
4
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
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DJ

Daniel Joseph Peluse

Tennessee·CRD #4769502
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Daniel Joseph Perrino

Washington·CRD #6286193
Dual-registered

Dual-registered at SAVVY

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DJ

Daniel Joseph Perrotti Jr

Pennsylvania·CRD #4536013
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
24 yrs
States
1
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Joseph Rider

Connecticut·CRD #7643142
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
3 yrs
States
1
Exams
3
Since
2023
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Joseph Ries

Minnesota·CRD #6650270
IA Rep

Investment Adviser Rep at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
DJ

Daniel Joseph Ripley

Washington·CRD #2136504
Dual-registered

Dual-registered at IBN FINANCIAL SERVICES, INC

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Other
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DJ

Daniel Joseph Sexton

Texas·CRD #2778538
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DJ

Daniel Joseph Smith

New York·CRD #7818597
IA Rep

Investment Adviser Rep at FRANCIS FINANCIAL

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly
Minimum
$2.0M
View profile
DJ

Daniel Joseph Stevens

California·CRD #5868523
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
15 yrs
States
3
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DJ

Daniel Joseph Stewart

North Carolina·CRD #6619158
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel Joseph Stizza

New Jersey·CRD #2956977
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
9
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Daniel Joseph Weatherton

Texas·CRD #7767748
Dual-registered

Dual-registered at CATALYST WEALTH MANAGEMENT LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM
Minimum
$1k
View profile
DJ

Daniel Joseph Welsh

Michigan·CRD #6945354
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
View profile
DJ

Daniel Joseph Zweng

Michigan·CRD #7931117
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Daniel Joshua Hamburger

Illinois·CRD #5810058
Dual-registered

Dual-registered at SIKICH FINANCIAL

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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