AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

Daniel Williams

New Jersey·CRD #6759447
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Daniel William Sorabella

New York·CRD #7950540
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Daniel William Wilson

Wisconsin·CRD #2810851
Dual-registered

Dual-registered at APRIO WEALTH MANAGEMENT, LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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DW

Daniel William Winter

Texas·CRD #2173835
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Daniel William Yeager

Pennsylvania·CRD #7036149
IA Rep

Investment Adviser Rep at VALLEY BROOK CAPITAL GROUP

Experience
8 yrs
States
1
Since
2018
Est. fee
AUM / Hourly
Minimum
$5k
View profile
DW

Daniel Wilson Johnson

California·CRD #1766136
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
View profile
DW

Daniel W Lasater

Texas·CRD #3097554
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
6
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DW

Daniel Womack

Florida·CRD #6723125
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Daniel W Plummer

Florida·CRD #5702414
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Flat Fee
View profile
DW

Daniel W Sullivan

Texas·CRD #6514176
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Daniel W Tidd

New York·CRD #2763087
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Daniel Wu

California·CRD #2651056
Dual-registered

Dual-registered at STRAIT & SOUND

Experience
31 yrs
States
3
Exams
6
Since
1995
Est. fee
AUM / Hourly
Minimum
$500k
View profile
DW

Daniel Wuhrman

New Jersey·CRD #8101730
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DY

Daniel Yang

California·CRD #8048450
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DY

Daniel Y Pirbhai

Michigan·CRD #7305074
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DY

Daniel Yung Kim

California·CRD #4550031
Dual-registered

Dual-registered at PENSERRA GLOBAL INVESTORS LLC

Experience
12 yrs
States
3
Exams
4
Since
2014
Est. fee
AUM
Minimum
$10.0M
View profile
DZ

Daniel Zachary Goldberg

Alabama·CRD #6593491
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
4
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DZ

Daniel Zavie Lear

Minnesota·CRD #6201645
Dual-registered

Dual-registered at AFFIANCE FINANCIAL LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Fee
AUM / Flat Fee
Minimum
$250k
View profile
DZ

Daniel Z Lawrence

New York·CRD #8236937
IA Rep

Investment Adviser Rep at BBR PARTNERS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
DZ

Daniel Zundel

Utah·CRD #6962967
IA Rep

Investment Adviser Rep at COIGN CAPITAL ADVISORS LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile
DG

Danijela Grgic

Florida·CRD #5836359
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
6
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Danijta F Torres-Harris

Maryland·CRD #6481948
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Danika Wukich

Connecticut·CRD #6135272
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Danilo Caldeira

California·CRD #6568995
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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