AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DI

Dante Izrael Rodriguez

Texas·CRD #6939169
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Dante K Abono

California·CRD #7261477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
4
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dante Matthew Docchio

Pennsylvania·CRD #7916859
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

Dante P Battaglia

New Jersey·CRD #2710151
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
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DP

Dante Pierantozzi

Pennsylvania·CRD #6886348
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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DP

Dante Pinckney

New Jersey·CRD #6955951
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
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DR

Dante Rubino

Alabama·CRD #7989995
IA Rep

Investment Adviser Rep at ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT

Experience
2 yrs
States
4
Exams
2
Since
2024
Est. fee
AUM / Flat Fee
View profile
DW

Danthony Wayne Palms

N/A·CRD #7459287
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
Exams
7
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

Dan T. Shimogawa

California·CRD #4794100
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
22 yrs
States
5
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DZ

Danxia Zhen

Texas·CRD #8140593
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Dany Coq

New Jersey·CRD #7588737
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Danyil Medvedev

Connecticut·CRD #6666223
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Danyle Lee Anderson

Florida·CRD #7696210
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DZ

Dan Zhang

New York·CRD #7856438
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Daphne Denise Willis

Georgia·CRD #6852754
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daphne Peng

California·CRD #4201622
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daphne Stuart Caperton

Massachusetts·CRD #1761355
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
29 yrs
States
1
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DD

Dara Duane

Georgia·CRD #2973175
Dual-registered

Dual-registered at STANCORP INVESTMENT ADVISERS, INC.

Experience
23 yrs
States
1
Exams
4
Since
2003
Fee
AUM / Flat Fee / Other
View profile
DE

Dara Eileen Hubbard

Florida·CRD #4811666
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
3
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Dara Jo Demaree

Florida·CRD #4728371
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
23 yrs
States
5
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

Dara K Johnson

Connecticut·CRD #3005845
Dual-registered

Dual-registered at HAMPSHIRE FAMILY OFFICE

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
DR

Dara Rosen Cohen

Utah·CRD #6904400
IA Rep

Investment Adviser Rep at SILVER LAKE ADVISORY PARTNERS, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM
View profile
DS

Daravy Son

New Jersey·CRD #2433250
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
30 yrs
States
1
Exams
4
Since
1996
Fee
AUM / Flat Fee / Performance-based
View profile
DD

Darby Dettra Huffines

Texas·CRD #7556732
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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