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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DH

Darby Hecht Duncan

Florida·CRD #4389703
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
7
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Darcie Mary Caspersen

Florida·CRD #7034153
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

Darcie Scheuring

Minnesota·CRD #4638024
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
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DV

Darci Vick

Minnesota·CRD #7168516
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
6 yrs
States
3
Exams
5
Since
2020
Est. fee
AUM / Flat Fee
View profile
DA

Darcy Allan Pierce

California·CRD #4301943
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
14 yrs
States
4
Exams
4
Since
2012
Fee
AUM / Hourly / Flat Fee
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DA

D'Arcy Ann Henson

North Carolina·CRD #2624881
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
9
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DA

Darcy Armstrong

Colorado·CRD #6027514
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
6
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Darcy Borella Gonsalves

Texas·CRD #6785791
IA Rep

Investment Adviser Rep at MAIA WEALTH

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Flat Fee
View profile
DC

Darcy C Carroll

Florida·CRD #2599902
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
31 yrs
States
3
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
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DF

Darcy Frederickson

Minnesota·CRD #8074737
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
DJ

Darcy Jones Wride

Texas·CRD #2330560
Dual-registered

Dual-registered at ASCEND INVESTMENT PARTNERS

Experience
33 yrs
States
2
Exams
8
Since
1993
Fee
AUM / Hourly
View profile
DL

Darcy Lynn Salter

Nebraska·CRD #2169319
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
33 yrs
States
3
Exams
5
Since
1993
Fee
AUM / Hourly / Flat Fee
View profile
DM

Darek Mitchell

Kentucky·CRD #8036524
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Other
View profile
DA

Darel Andrew Baer

California·CRD #1402746
Dual-registered

Dual-registered at BAER INVESTMENT ADVISORY LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Performance-based
Minimum
$1.1M
View profile
DA

Darel Annise Mitchell

Tennessee·CRD #6819970
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Darell D Hughes-James

Illinois·CRD #7991859
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Daren Bahr Shavell

Michigan·CRD #4628419
Dual-registered

Dual-registered at CALDER FINANCIAL GROUP

Experience
19 yrs
States
1
Exams
3
Since
2007
Fee
AUM / Hourly / Flat Fee
View profile
DL

Darenda L Rangel

Texas·CRD #4281614
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
1
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Daren Lee Truax

Texas·CRD #7681307
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Daren Michael Frankeberger

Texas·CRD #3096364
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Daren Phillip Seekins

Maine·CRD #2637655
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
DR

Daren Roberts

Pennsylvania·CRD #7410262
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
DC

Daria Collins

New Jersey·CRD #4876572
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Darian Chantel Billingsley

North Carolina·CRD #7262521
IA Rep

Investment Adviser Rep at FINANCIAL SYMMETRY INC.

Experience
6 yrs
States
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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