AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DR

Daryl Robert Ellis

Louisiana·CRD #2598160
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Daryl Scott Planter

New Jersey·CRD #2215599
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Daryl Sean Brockman

Florida·CRD #1960335
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
6
Exams
7
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DT

Daryl Tyler Geffken

Washington·CRD #6368747
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
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DV

Daryl Vining Jr.

Georgia·CRD #7246284
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Daryl Wayne Fontenot

Texas·CRD #4317864
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Daryl W Dehn

California·CRD #4778271
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DW

Daryl William Wong

California·CRD #5004221
Dual-registered

Dual-registered at PLANNED SOLUTIONS, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly
Minimum
$100k
View profile
DM

Dastin Mirjaya Mudijana

New York·CRD #7988801
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DB

Dathan Belanger

Rhode Island·CRD #3265907
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DT

Dat Tien Tu

Texas·CRD #8206337
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Daunne Marie Schaller

California·CRD #2627154
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
3
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Dave Alan Buchanan

Nebraska·CRD #2771420
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DB

Dave Bernard Straley

Nevada·CRD #1457197
IA Rep

Investment Adviser Rep at 3RD CREEK INVESTMENTS

Experience
21 yrs
States
1
Exams
1
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Dave Bostick

California·CRD #4185164
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
5
Exams
12
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Dave B Rao

New York·CRD #4043172
Dual-registered

Dual-registered at NATIONS FINANCIAL GROUP, INC.

Experience
22 yrs
States
2
Exams
8
Since
2004
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
DJ

Dave James Devries

South Dakota·CRD #6877085
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Dave Louis James

Florida·CRD #4355762
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
23 yrs
States
6
Exams
6
Since
2003
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
DL

Dave Lyndon Spurrier

Texas·CRD #2532261
Dual-registered

Dual-registered at &PARTNERS

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DM

Dave M Stanfield

Arizona·CRD #3075652
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DM

Davena Marie Yee

Oregon·CRD #4669435
Dual-registered

Dual-registered at CGC FINANCIAL SERVICES

Experience
19 yrs
States
2
Exams
5
Since
2007
Fee
AUM
View profile
DJ

Davene Jannell Cognard

Idaho·CRD #5281201
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
19 yrs
States
3
Exams
3
Since
2007
Fee
AUM / Other
View profile
DA

David A Acosta

California·CRD #6228588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Aaron Kutcher

Alaska·CRD #2270748
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
1
Exams
4
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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