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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

David Aaron Lee

Arkansas·CRD #5375384
IA Rep

Investment Adviser Rep at MACH-1 FINANCIAL GROUP, LLC

Experience
19 yrs
States
2
Exams
1
Since
2007
Est. fee
AUM / Flat Fee
View profile
DA

David Aaron Margolies

New Jersey·CRD #2328760
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
View profile
DA

David Aaron Monsees

Washington·CRD #7266543
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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DA

David Aaron Pender

California·CRD #7036466
IA Rep

Investment Adviser Rep at COMPOUND PLANNING, INC.

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
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DA

David Aaron Vicha

Texas·CRD #5921842
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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DA

David Abel Moyne

California·CRD #1214766
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
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DA

David A Bradford

Alabama·CRD #5726020
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David A Brooks

Alabama·CRD #5600178
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Abston

California·CRD #7596032
IA Rep

Investment Adviser Rep at IEQ CAPITAL, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Flat Fee
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DA

David Adam Doray

Connecticut·CRD #6475524
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
7
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Adam Golden

New York·CRD #1630206
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Adam Holstein

Kansas·CRD #6908430
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Adam Jeranian

Rhode Island·CRD #6628731
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
6
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Adam Puckett

Texas·CRD #7059783
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Adam Rookasin

Connecticut·CRD #5760016
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
16 yrs
States
1
Exams
3
Since
2010
Fee
AUM / Hourly
Minimum
$10k
View profile
DA

David Adam Sasson Mr.

California·CRD #5174153
Dual-registered

Dual-registered at VALLEY WEALTH STRATEGIES, LLC

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Adam Trinkoff

New Jersey·CRD #3028558
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Adam West

Missouri·CRD #7960975
IA Rep

Investment Adviser Rep at NUANCE INVESTMENTS, LLC

Experience
2 yrs
States
2
Since
2024
Est. fee
AUM
Minimum
$10.0M
View profile
DA

David A Fragomeni

New York·CRD #4259633
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David A Gearhart

Ohio·CRD #7883871
IA Rep

Investment Adviser Rep at WHITAKER-MYERS WEALTH MANAGERS, LTD.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DA

David Aghai

California·CRD #4162945
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Aghamalian

Florida·CRD #6098409
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David A. Gilchrist

California·CRD #5667616
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David A Heller

New York·CRD #5789034
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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