AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

David Andrew Livran

Colorado·CRD #5092472
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
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DA

David Andrew Lopez

California·CRD #7045885
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Andrew Massey

California·CRD #2993074
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DA

David Andrew Mercado

Ohio·CRD #5822840
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
6
Since
2010
Est. fee
AUM / Commission / Flat Fee
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DA

David Andrew Raub

Illinois·CRD #2339936
IA Rep

Investment Adviser Rep at OUTLOOK CAPITAL MANAGEMENT, LLC

Experience
21 yrs
States
1
Exams
1
Since
2005
Est. fee
AUM
Minimum
$200k
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DA

David Andrew Samman

Colorado·CRD #4512552
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
5
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
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DA

David Andrew Savage

Florida·CRD #4422086
Dual-registered

Dual-registered at REHMANN WEALTH

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
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DA

David Andrew Schmidt

Florida·CRD #2099154
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Andrew Schneid

New Jersey·CRD #2536756
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
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DA

David Andrew Shipman

Tennessee·CRD #2430346
Dual-registered

Dual-registered at 12TH STREET ASSET MANAGEMENT

Experience
15 yrs
States
2
Exams
2
Since
2011
Est. fee
AUM / Performance-based
Minimum
$1.0M
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DA

David Andrew Simon

Colorado·CRD #2453158
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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DA

David Andrew Smith

Texas·CRD #6507487
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Andrew Spicka

New Jersey·CRD #7385583
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Andrew Stewart

Maryland·CRD #7458764
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Andrew Trigg

Colorado·CRD #7497532
IA Rep

Investment Adviser Rep at TRAIL RIDGE INVESTMENT ADVISORS, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM / Hourly / Other
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DA

David Andrew Weiland

Florida·CRD #6011802
IA Rep

Investment Adviser Rep at INTEGRITY ADVISORY SOLUTIONS

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Angus Dickens Jr

Kansas·CRD #1454442
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DA

David A. Niichel

Arizona·CRD #6174106
IA Rep

Investment Adviser Rep at IRONWOOD FINANCIAL, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM
Minimum
$250k
View profile
DA

David Anson Barrett

Florida·CRD #1658184
IA Rep

Investment Adviser Rep at BALDWIN WEALTH PARTNERS, LLC

Experience
32 yrs
States
3
Since
1994
Est. fee
AUM / Flat Fee / Other
Minimum
$1.0M
View profile
DA

David Antanas Kaunelis

Illinois·CRD #7255007
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Anthony Bastoni

California·CRD #2451452
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
32 yrs
States
2
Exams
6
Since
1994
Fee
AUM / Flat Fee / Performance-based
View profile
DA

David Anthony Critelli

New York·CRD #2390899
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
31 yrs
States
1
Exams
3
Since
1995
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DA

David Anthony D'Ambrosio

Florida·CRD #4056925
Dual-registered

Dual-registered at KARPUS INVESTMENT MANAGEMENT

Experience
5 yrs
States
3
Exams
4
Since
2021
Fee
AUM
Minimum
$500k
View profile
DA

David Anthony Dutton

North Carolina·CRD #7159249
Dual-registered

Dual-registered at UNITED BROKERAGE SERVICES INC

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 834 | AdvisorFinder