AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

David A Lopez

Arizona·CRD #5100672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
5
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David A Mallach

Pennsylvania·CRD #317922
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
53 yrs
States
2
Exams
7
Since
1973
Est. fee
AUM / Commission / Flat Fee
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DA

David A. Means Jr.

Texas·CRD #5633718
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DA

David Amelio Hart

New York·CRD #8278542
IA Rep

Investment Adviser Rep at SHELTER WEALTH STRATEGIES, LLC

States
1
Exams
1
Since
2026
Fee
AUM / Other
Minimum
$250k
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DA

David A Nabb

Rhode Island·CRD #5174911
IA Rep

Investment Adviser Rep at ARLEN CAPITAL, LLC

Experience
20 yrs
States
1
Exams
1
Since
2006
Est. fee
AUM
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DA

David Anaclethe Emma

Florida·CRD #4534811
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
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DA

David Anderson

Oregon·CRD #6721929
Dual-registered

Dual-registered at HUMAN INVESTING

Experience
8 yrs
States
1
Exams
3
Since
2018
Fee
AUM / Hourly / Flat Fee
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DA

David Andrew Bond

Michigan·CRD #1576394
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Andrew Bruce King

California·CRD #1601921
Dual-registered

Dual-registered at GOLDEN STATE WEALTH MANAGEMENT, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Other
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DA

David Andrew Debellis

Arizona·CRD #6905043
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
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DA

David Andrew Earl

Arizona·CRD #4787821
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Fee
AUM / Other
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DA

David Andrew Fohr II

North Carolina·CRD #2854217
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Andrew Frank

Florida·CRD #3095112
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
28 yrs
States
7
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Andrew Frisch

Florida·CRD #4547053
IA Rep

Investment Adviser Rep at FRISCH FINANCIAL GROUP, INC.

Experience
23 yrs
States
3
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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DA

David Andrew Griffith

Connecticut·CRD #7828135
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
AUM / Hourly / Flat Fee / Other
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DA

David Andrew Hanna

Massachusetts·CRD #2105488
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
17 yrs
States
1
Exams
2
Since
2009
Fee
AUM
View profile
DA

David Andrew Henderson

Colorado·CRD #2620639
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Andrew Hessel

Wisconsin·CRD #6527842
Dual-registered

Dual-registered at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
DA

David Andrew Houle

California·CRD #5763948
IA Rep

Investment Adviser Rep at SEASON INVESTMENTS, LLC

Experience
15 yrs
States
3
Since
2011
Fee
AUM / Flat Fee / Performance-based
View profile
DA

David Andrew James

Michigan·CRD #8069644
IA Rep

Investment Adviser Rep at FSA ADVISORS, INC.

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$5k
View profile
DA

David Andrew Johnson

Florida·CRD #7693042
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
4
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Andrew Kaiser

Connecticut·CRD #4966564
Dual-registered

Dual-registered at ROBOTTI & COMPANY ADVISORS, LLC

Experience
18 yrs
States
1
Exams
6
Since
2008
Est. fee
AUM / Performance-based / Other
Minimum
$500k
View profile
DA

David Andrew Knierim

Florida·CRD #2821017
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
3
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Andrew Lindley

Michigan·CRD #4682997
Dual-registered

Dual-registered at OAKWELL PRIVATE WEALTH MANAGEMENT

Experience
6 yrs
States
2
Exams
4
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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