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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

David A Paolino

New York·CRD #2222266
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Aquino Lumiqued

California·CRD #2689449
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
8
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Arden Emery

Pennsylvania·CRD #4587012
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
22 yrs
States
1
Exams
2
Since
2004
Fee
AUM / Hourly / Flat Fee / Performance-based
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DA

David Arnold Brennan

Alabama·CRD #1541038
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
14
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

David Arnold Lutz

Michigan·CRD #1811378
IA Rep

Investment Adviser Rep at STRAIGHT PATH WEALTH MANAGEMENT

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly
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DA

David Arnold Schwandt

Minnesota·CRD #1321362
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
41 yrs
States
2
Exams
5
Since
1985
Fee
AUM / Hourly / Flat Fee / Other
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DA

David Arron Younis

Colorado·CRD #4679844
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
5
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

David Arthur Denison

California·CRD #2217669
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Arthur Leland

Indiana·CRD #1922266
Dual-registered

Dual-registered at WESTHAMPTON CAPITAL

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM
Minimum
$250k
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DA

David Arthur Sorensen

Rhode Island·CRD #2108565
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
8
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David A Salit

Rhode Island·CRD #4549933
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Asante

N/A·CRD #7315834
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David A Sarver

Connecticut·CRD #7302420
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David Ashley Ragan

Texas·CRD #4590748
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
19 yrs
States
1
Since
2007
Fee
AUM / Flat Fee / Performance-based
View profile
DA

David Ashley Thompson

Texas·CRD #6515789
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David Ashley Tucker

Florida·CRD #4680843
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
View profile
DA

David A Speranza

Connecticut·CRD #4269430
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DA

David A Streib

Georgia·CRD #5018617
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David A Tanna

Illinois·CRD #7487571
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DA

David A Tetley

Connecticut·CRD #1511967
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DA

David Attolino

Connecticut·CRD #7264114
Dual-registered

Dual-registered at FORUSALL

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Flat Fee
View profile
DA

David Avigdor Reif

Pennsylvania·CRD #2405326
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
DA

David A Wyman

Connecticut·CRD #4698159
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David B Agee

California·CRD #4383852
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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