AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DB

David Bahena

Florida·CRD #5900184
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Commission / Flat Fee
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DB

David Baker Himmelreich

Connecticut·CRD #1026881
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
37 yrs
States
4
Exams
2
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Other
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DB

David Baldwin Meske

Ohio·CRD #4142982
Dual-registered

Dual-registered at TCP ASSET MANAGEMENT, LLC

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
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DB

David Baldwin Morgan Jr

Colorado·CRD #2914803
Dual-registered

Dual-registered at HEIRLOOM WEALTH MANAGEMENT LLC

Experience
29 yrs
States
1
Exams
7
Since
1997
Est. fee
AUM / Flat Fee
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DB

David Banen

California·CRD #7538666
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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DB

David Barnett Byrnes

Louisiana·CRD #4043630
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
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DB

David Barol

Pennsylvania·CRD #2435166
Dual-registered

Dual-registered at CREATIVEONE SECURITIES, LLC

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Hourly
Minimum
$25k
View profile
DB

David Barry

Rhode Island·CRD #7917478
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David Bartlett Hettrick

New York·CRD #8074152
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DB

David B. Baggett

Louisiana·CRD #4416413
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DB

David B Bormel

Florida·CRD #1066699
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
3
Exams
4
Since
1982
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David Behr Lipsey

California·CRD #4661418
IA Rep

Investment Adviser Rep at LIDO

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DB

David Bendix

Florida·CRD #2081745
Dual-registered

Dual-registered at THE BENDIX FINANCIAL GROUP, INC.

Experience
36 yrs
States
2
Exams
7
Since
1990
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$100k
View profile
DB

David Benedict Layo

Pennsylvania·CRD #3162114
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

David Benjamin Carruthers

Florida·CRD #4560423
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David Benjamin Friedlander

Florida·CRD #5750529
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David Benjamin Hollenberg

Florida·CRD #2580081
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
31 yrs
States
3
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
View profile
DB

David Benjamin Kay

Pennsylvania·CRD #2546374
IA Rep

Investment Adviser Rep at CREATIVEONE SECURITIES, LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Hourly
Minimum
$25k
View profile
DB

David Ben Moskovitz

Texas·CRD #2907879
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
3
Exams
6
Since
1997
Est. fee
AUM / Flat Fee
View profile
DB

David Bennett

Ohio·CRD #803935
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
51 yrs
States
1
Exams
5
Since
1975
Est. fee
AUM / Commission / Flat Fee
View profile
DB

David Bennett Jones Jr

New York·CRD #4915605
Dual-registered

Dual-registered at STONECREST ADVISORS, INC.

Experience
11 yrs
States
4
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$20k
View profile
DB

David Bennett Kimerling

Texas·CRD #2736807
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
DB

David Benton Turnage

Louisiana·CRD #5209481
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
16 yrs
States
2
Exams
3
Since
2010
Fee
AUM / Hourly / Flat Fee
View profile
DB

David Bernard Adams

Texas·CRD #4138711
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
8
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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