AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

David Jack Dixon Jr

California·CRD #4065575
Dual-registered

Dual-registered at BRADLEY FOSTER & SARGENT INC

Experience
7 yrs
States
3
Exams
2
Since
2019
Est. fee
AUM / Flat Fee
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DJ

David Jack Klein

Illinois·CRD #703606
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
46 yrs
States
3
Exams
13
Since
1980
Est. fee
AUM / Flat Fee
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DJ

David Jacob Aranowitz

New Jersey·CRD #8312445
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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DJ

David Jacques Moret

Florida·CRD #1221301
Dual-registered

Dual-registered at WELLESLEY ASSET MANAGEMENT, INC.

Experience
40 yrs
States
2
Exams
6
Since
1986
Est. fee
AUM / Performance-based
Minimum
$500k
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DJ

David Jakl

California·CRD #7234756
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David Jakob Bauer

Maryland·CRD #7300919
Dual-registered

Dual-registered at CASSILLY FINANCIAL

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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DJ

David James Adams

California·CRD #7927312
Dual-registered

Dual-registered at WEST WEALTH GROUP, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DJ

David James Benavidez

California·CRD #7265943
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
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DJ

David James Bennett

California·CRD #7847315
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DJ

David James Bloom

Pennsylvania·CRD #2800186
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
7
Since
2008
Est. fee
AUM / Commission / Flat Fee
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DJ

David James Briones

California·CRD #7611731
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DJ

David James Bull

Texas·CRD #5776975
IA Rep

Investment Adviser Rep at ARK WEALTH MANAGEMENT

Experience
11 yrs
States
1
Exams
4
Since
2015
Fee
AUM / Flat Fee
Minimum
$1.0M
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DJ

David James Donnelly

Ohio·CRD #8195114
IA Rep

Investment Adviser Rep at REDTREE INVESTMENT GROUP

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
DJ

David James Dowd

Texas·CRD #8191595
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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DJ

David James Foster

Alabama·CRD #6176383
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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DJ

David James Free

Illinois·CRD #2224826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David James Gunter

Pennsylvania·CRD #1944121
Dual-registered

Dual-registered at &PARTNERS

Experience
32 yrs
States
2
Exams
7
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DJ

David James Hartman

California·CRD #2753569
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David James Hensley

Missouri·CRD #6679544
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Other
View profile
DJ

David James House

Florida·CRD #6803591
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
6
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David James Hungerford

New York·CRD #4587347
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David James Jarvill

Iowa·CRD #2119742
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David James Jorgensen

Connecticut·CRD #4780683
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
2
Exams
6
Since
2004
Est. fee
AUM / Flat Fee
View profile
DJ

David James Kyle Elliott

North Carolina·CRD #2488959
Dual-registered

Dual-registered at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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