AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

David James Labourdette

Florida·CRD #7016990
Dual-registered

Dual-registered at &PARTNERS

Experience
8 yrs
States
4
Exams
3
Since
2018
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DJ

David James Lardinois

California·CRD #7124922
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
7 yrs
States
3
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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DJ

David James Lowery

California·CRD #2704968
Dual-registered

Dual-registered at LOWERY THOMAS, LLC

Experience
27 yrs
States
1
Exams
3
Since
1999
Fee
AUM
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DJ

David James Parry

Hawaii·CRD #5561605
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DJ

David James Saari

Ohio·CRD #6512600
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
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DJ

David James Seibel

Florida·CRD #3088782
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David James Tassoul

Texas·CRD #4482993
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David James T Ong-Guan Pun

Florida·CRD #6410973
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David James Toth

Michigan·CRD #2709304
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David James Vanderbilt

Florida·CRD #3210297
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DJ

David J Anderson

Michigan·CRD #7321373
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
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DJ

David Jan Grossman

New Jersey·CRD #722641
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
45 yrs
States
1
Exams
6
Since
1981
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David Jara

Arizona·CRD #7038162
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
6 yrs
States
2
Exams
5
Since
2020
Fee
AUM / Other
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DJ

David Jaramillo

California·CRD #7121007
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Jared Anderson

Minnesota·CRD #5057775
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
20 yrs
States
2
Exams
5
Since
2006
Fee
AUM / Other
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DJ

David Jason Maikowski

Connecticut·CRD #1941000
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
36 yrs
States
1
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David Jason Patton Taylor

Texas·CRD #6846592
IA Rep

Investment Adviser Rep at BARROW HANLEY GLOBAL INVESTORS

Experience
9 yrs
States
1
Since
2017
Fee
AUM / Performance-based
View profile
DJ

David Jason Smith

Indiana·CRD #5036241
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David Jay Bass

Florida·CRD #2343904
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
8
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Jay Bennett

Arizona·CRD #2648958
Dual-registered

Dual-registered at EXPAND FINANCIAL GROUP, LLC

Experience
30 yrs
States
11
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David Jay Kaufman

Florida·CRD #1526940
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
40 yrs
States
2
Exams
9
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David Jay Young

California·CRD #1600043
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
3
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David J Barberis

Colorado·CRD #4397861
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David J Barnes

Maryland·CRD #2390785
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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