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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

David J Berney

Alabama·CRD #6229875
Dual-registered

Dual-registered at JMF CAPSTONE WEALTH MANAGEMENT

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM
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DJ

David J Bolanos

Illinois·CRD #5314554
Dual-registered

Dual-registered at VESTGEN ADVISORS, LLC

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
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DJ

David J Diaz

Florida·CRD #1734415
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Commission / Flat Fee
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DJ

David J Eagle

California·CRD #3269951
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DJ

David Jean Fevergeon

Texas·CRD #4928286
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David Jeffery Marques Matuszak

Arizona·CRD #1823057
Dual-registered

Dual-registered at DYNAMIC

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

David Jeffrey Armbruster

South Carolina·CRD #5564750
IA Rep

Investment Adviser Rep at STRATEGIC BLUEPRINT, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Subscription / Other
Minimum
$25k
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DJ

David Jeffrey Herman

California·CRD #1716110
Dual-registered

Dual-registered at FORTRESS PRIVATE LEDGER, LLC

Experience
36 yrs
States
7
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$100k
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DJ

David Jeffrey Hill

Louisiana·CRD #5763141
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

David Jeffrey Wachter

California·CRD #857467
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
48 yrs
States
1
Exams
8
Since
1978
Est. fee
AUM / Commission / Flat Fee
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DJ

David Jeng-Huei Wu

California·CRD #5287126
Dual-registered

Dual-registered at DYNAMIC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

David Jeremy Brown

Illinois·CRD #4738943
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Flat Fee
View profile
DJ

David Jerome Frank

Maryland·CRD #2964515
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DJ

David J Felker

Florida·CRD #2724745
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
4
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
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DJ

David J Gallacher

California·CRD #6102112
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
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DJ

David J Gardiner

Michigan·CRD #5659603
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David J Gray

Kentucky·CRD #6468480
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David J Hattas

Illinois·CRD #8223467
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
DJ

David J King

Pennsylvania·CRD #1433235
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
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DJ

David J Kiolbassa

Georgia·CRD #2515090
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
8
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David J. Lewinter

Florida·CRD #5872749
IA Rep

Investment Adviser Rep at LEWINTER WEALTH ADVISORS, LLC

Experience
16 yrs
States
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DJ

David J Luddy

New York·CRD #8067779
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
4
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David J Marshall

California·CRD #705871
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
7
Since
1980
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David J Moskowitz

N/A·CRD #7390326
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
Exams
3
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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