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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

David John Moeller Jr

California·CRD #2220717
Dual-registered

Dual-registered at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Fee
AUM
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DJ

David John Nagy

Florida·CRD #2174150
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
3
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David John Nevinski

Wisconsin·CRD #1386883
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David John Oconnor

Hawaii·CRD #2366298
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Hourly / Flat Fee
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DJ

David John Rhodes

Texas·CRD #2835961
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
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DJ

David John Scharenbroich

Minnesota·CRD #6821175
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Flat Fee
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DJ

David John Schoenfeldt

Arkansas·CRD #1582696
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
39 yrs
States
3
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
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DJ

David John Schue

Oregon·CRD #7796757
IA Rep

Investment Adviser Rep at CASCADE INVESTMENT ADVISORS, INC.

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Flat Fee
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DJ

David John Schwartz

Mississippi·CRD #5039137
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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DJ

David John Scott

Indiana·CRD #7167433
IA Rep

Investment Adviser Rep at CX INSTITUTIONAL, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$5k
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DJ

David John Sculati

Michigan·CRD #2803421
Dual-registered

Dual-registered at SCULATI WEALTH MANAGEMENT, LLC

Experience
16 yrs
States
2
Exams
4
Since
2010
Fee
AUM
Minimum
$500k
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DJ

David John Soper

Florida·CRD #4148291
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
4
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David John Stofflet

Pennsylvania·CRD #2772832
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DJ

David John Stuckey

North Carolina·CRD #1372887
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David John Sullivan

Texas·CRD #2697368
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
26 yrs
States
1
Exams
7
Since
2000
Est. fee
AUM / Performance-based
Minimum
$250k
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DJ

David John Swenson

Minnesota·CRD #1827330
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
38 yrs
States
3
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David John Thomsen

California·CRD #4809052
Dual-registered

Dual-registered at SFE INVESTMENT COUNSEL INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Flat Fee
View profile
DJ

David John Tillman

Texas·CRD #3228852
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
12 yrs
States
1
Exams
6
Since
2014
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
DJ

David John Walker

Ohio·CRD #1001792
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
45 yrs
States
1
Exams
6
Since
1981
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David John Walz

Illinois·CRD #2366221
IA Rep

Investment Adviser Rep at CGN ADVISORS, LLC

Experience
28 yrs
States
2
Exams
1
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DJ

David John Yucius Jr

Georgia·CRD #1831286
Dual-registered

Dual-registered at AURORA INVESTMENT COUNSEL

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM
View profile
DJ

David John Zavoyski

Florida·CRD #5353428
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David John Zeitz

Texas·CRD #1272484
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
1
Exams
8
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Jonathan Douglas

California·CRD #7590641
IA Rep

Investment Adviser Rep at LIDO

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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