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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

David Jonathan Haile

Florida·CRD #7384110
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
DJ

David Jonathan Linsen

New Jersey·CRD #2787698
Dual-registered

Dual-registered at ABNER HERRMAN & BROCK, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM
Minimum
$500k
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DJ

David Jonathan Miller

Texas·CRD #2434598
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Flat Fee
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DJ

David Jonathan Sadkin

California·CRD #5110710
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

David Jonathan Sienkiewich

Texas·CRD #7138879
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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DJ

David Jon Bernarde

Florida·CRD #1652878
Dual-registered

Dual-registered at KCD FINANCIAL, INC.

Experience
38 yrs
States
2
Exams
5
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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DJ

David Jon Galardini

Pennsylvania·CRD #4911637
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
States
2
Exams
6
Since
2005
Est. fee
AUM / Flat Fee
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DJ

David Jon Lorine

Pennsylvania·CRD #4362989
IA Rep

Investment Adviser Rep at CONSERVEST CAPITAL ADVISORS INC

Experience
26 yrs
States
1
Exams
1
Since
2000
Est. fee
AUM
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DJ

David Jon Wilson

Massachusetts·CRD #6226245
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
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DJ

David Jon Zupek

Arizona·CRD #2250376
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
34 yrs
States
4
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

David Jordan Katz

Connecticut·CRD #5008122
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
3
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Jose Arias

New York·CRD #6084729
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Joseph Allon

Pennsylvania·CRD #1280017
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

David Joseph Arnold

Indiana·CRD #6738208
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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DJ

David Joseph Babcock

Pennsylvania·CRD #2091138
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
36 yrs
States
1
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
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DJ

David Joseph Cereghino

California·CRD #2858380
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

David Joseph Chiusano

New Jersey·CRD #2144405
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
35 yrs
States
2
Exams
3
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DJ

David Joseph Desalvo

Ohio·CRD #7343858
Dual-registered

Dual-registered at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

David Joseph Duchene

Minnesota·CRD #2362910
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
33 yrs
States
2
Exams
3
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David Joseph Funke

Arizona·CRD #1505949
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
40 yrs
States
12
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

David Joseph Gallant

California·CRD #1661750
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
9
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David Joseph Goren

Alaska·CRD #3105492
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
28 yrs
States
6
Exams
4
Since
1998
Fee
AUM
View profile
DJ

David Joseph James

New Hampshire·CRD #6020373
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
13 yrs
States
1
Exams
7
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

David Joseph Juszkiewicz

Rhode Island·CRD #6857365
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 864 | AdvisorFinder