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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

David Maurice Pulliam

Nevada·CRD #2382790
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Maurice Zastenchik

New York·CRD #7707490
IA Rep

Investment Adviser Rep at QUINT INVESTMENTS AND INSURANCE

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Maxfield Nichols

California·CRD #4829845
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
22 yrs
States
9
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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DM

David Max Garrison

Kansas·CRD #1803012
Dual-registered

Dual-registered at CAPITAL INVESTMENT MANAGEMENT, INC

Experience
38 yrs
States
3
Exams
4
Since
1988
Est. fee
AUM / Flat Fee / Other
Minimum
$5k
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DM

David Maximilian Krumdieck

North Carolina·CRD #6365501
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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DM

David Maybee

Tennessee·CRD #7983697
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Brown

Colorado·CRD #4008244
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
24 yrs
States
12
Exams
7
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DM

David M Brown

Texas·CRD #4402112
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

David McCormack

Michigan·CRD #6574977
Dual-registered

Dual-registered at POINTE CAPITAL MANAGEMENT LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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DM

David McDowell Bryant

Georgia·CRD #5612282
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DM

David McHenry

Minnesota·CRD #6827809
Dual-registered

Dual-registered at &PARTNERS

Experience
8 yrs
States
1
Exams
7
Since
2018
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DM

David McKown Foreman

Alabama·CRD #5401735
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
18 yrs
States
1
Exams
2
Since
2008
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DM

David M Clark

Florida·CRD #6077225
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Davtian

Connecticut·CRD #7927343
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Dawson

Missouri·CRD #7417332
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Demars

California·CRD #3080089
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David M Dye

Florida·CRD #5843281
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
3
Exams
6
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Melanson

Massachusetts·CRD #8047921
IA Rep

Investment Adviser Rep at APPLETON PARTNERS, INC.

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM
Minimum
$2.0M
View profile
DM

David Menaged

Florida·CRD #7062396
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Mera-Hernandez

New Jersey·CRD #7558012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Gash

New Jersey·CRD #2623148
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Gregg

Florida·CRD #1637314
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
3
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Haslam

Florida·CRD #5918758
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David M Hubbel

California·CRD #6144947
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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