AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

David Martin Tauber

Connecticut·CRD #2677094
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
5
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DM

David Martin Wilkins

Texas·CRD #2796493
IA Rep

Investment Adviser Rep at GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
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DM

David Matthew Barth

Kansas·CRD #7404207
IA Rep

Investment Adviser Rep at FREESTATE ADVISORS LLC

Experience
5 yrs
States
3
Exams
1
Since
2021
Fee
AUM
Minimum
$500k
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DM

David Matthew De Cerbo

New Jersey·CRD #3146460
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DM

David Matthew Dietrich

California·CRD #5763394
Dual-registered

Dual-registered at DEW POINT CAPITAL

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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DM

David Matthew Doll

Texas·CRD #1414550
IA Rep

Investment Adviser Rep at SEQUENT ASSET MANAGEMENT, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Flat Fee
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DM

David Matthew Girio

Maryland·CRD #2788173
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
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DM

David Matthew Gump

Tennessee·CRD #6637354
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Matthew Jackson

Virginia·CRD #3130506
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DM

David Matthew Jennings

Michigan·CRD #2376404
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
8
Since
1994
Est. fee
AUM / Commission / Flat Fee
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DM

David Matthew Jungquist

Arizona·CRD #1478349
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
6
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

David Matthew Kamin

Pennsylvania·CRD #4055623
Dual-registered

Dual-registered at GRIDIRON PARTNERS, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DM

David Matthew Kehl

Oregon·CRD #5503619
Dual-registered

Dual-registered at STANCORP INVESTMENT ADVISERS, INC.

Experience
18 yrs
States
1
Exams
4
Since
2008
Fee
AUM / Flat Fee / Other
View profile
DM

David Matthew Kirksey

California·CRD #6001571
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
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DM

David Matthew Lipinski

California·CRD #4269289
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Matthew O Connell

New York·CRD #2182848
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

David Matthew O'Sullivan

N/A·CRD #2072015
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
36 yrs
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

David Matthew Palumbo

Illinois·CRD #5100832
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Matthews

Texas·CRD #4690898
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
22 yrs
States
1
Exams
6
Since
2004
Fee
AUM / Flat Fee / Performance-based
View profile
DM

David Matthew Saurman

Pennsylvania·CRD #4134788
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DM

David Matthew Thailing

Texas·CRD #2302688
Dual-registered

Dual-registered at AVIDIAN WEALTH SOLUTIONS

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

David Matthew Thompson

Illinois·CRD #4221116
IA Rep

Investment Adviser Rep at THOMPSON CAPITAL MANAGEMENT, LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DM

David Matthew Wallin

Alabama·CRD #5441585
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
18 yrs
States
16
Exams
3
Since
2008
Est. fee
AUM
Minimum
$50k
View profile
DM

David Maurice Lohre II

Florida·CRD #2350744
Dual-registered

Dual-registered at HORAN WEALTH, LLC

Experience
33 yrs
States
8
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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