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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DP

David Paul Rudi Lenser

Tennessee·CRD #5277584
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Paul Rupp

Alaska·CRD #4784665
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Paul Smith

Connecticut·CRD #4268286
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Commission / Flat Fee
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DP

David Paul Stearns

Georgia·CRD #5426518
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DP

David Paul Tucker

Nevada·CRD #6267883
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Paul Wilcox II

Louisiana·CRD #6058991
Dual-registered

Dual-registered at MCKINLEY CARTER WEALTH SERVICES, INC.

Experience
11 yrs
States
3
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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DP

David Paul Wilson Jr.

Pennsylvania·CRD #2298962
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DP

David Payne Nolan

California·CRD #704985
Dual-registered

Dual-registered at MCKINLEY CARTER WEALTH SERVICES, INC.

Experience
25 yrs
States
2
Exams
2
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David P Calderon

Florida·CRD #3236220
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
4
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DP

David Perez

Arizona·CRD #4422512
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
24 yrs
States
13
Exams
4
Since
2002
Est. fee
AUM / Hourly
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DP

David Persin

California·CRD #2955482
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
View profile
DP

David Peter Dauchy

Wisconsin·CRD #1759674
IA Rep

Investment Adviser Rep at JOHNSON WEALTH INC.

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
View profile
DP

David Peter Halstead

New York·CRD #2807986
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Peter Kopischke

Minnesota·CRD #4162685
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Fee
AUM / Other
View profile
DP

David Peter Leisring

Florida·CRD #7805517
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
3 yrs
States
4
Exams
3
Since
2023
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
DP

David Peter Suess

Texas·CRD #4535989
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
24 yrs
States
1
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DP

David P Filosa

Connecticut·CRD #1218212
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DP

David P. Henesey

California·CRD #5239597
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DP

David Philip Gershoni

Connecticut·CRD #2138675
Dual-registered

Dual-registered at AEGIS CAPITAL CORP.

Experience
35 yrs
States
2
Exams
3
Since
1991
Est. fee
AUM / Hourly
View profile
DP

David Philip Nader

Florida·CRD #2288354
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

David Philip Parsekian

New Jersey·CRD #3059311
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DP

David Phillip Seibel

California·CRD #7911538
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Flat Fee
View profile
DP

David Phillip Stark

Nevada·CRD #6291851
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DP

David Picton Suttles Jr.

Texas·CRD #5325418
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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