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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DP

David Patrick Stewart

Connecticut·CRD #3238753
IA Rep

Investment Adviser Rep at VANDERBILT ADVISORY SERVICES

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Patterson Sawyer

Texas·CRD #6681543
IA Rep

Investment Adviser Rep at LEGACY KNIGHT MFO, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$250k
View profile
DP

David Paul Becker Mr.

Texas·CRD #2839572
IA Rep

Investment Adviser Rep at 1834 INVESTMENT ADVISORS CO.

Experience
25 yrs
States
2
Exams
1
Since
2001
Est. fee
AUM / Flat Fee
Minimum
$500k
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DP

David Paul Bodnar

Ohio·CRD #1994752
Dual-registered

Dual-registered at KELLETT WEALTH ADVISORS, LLC

Experience
36 yrs
States
1
Exams
4
Since
1990
Est. fee
AUM
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DP

David Paul Brown

New York·CRD #1255624
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
42 yrs
States
1
Exams
5
Since
1984
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Paul Butler

Texas·CRD #2305298
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Performance-based
Minimum
$250k
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DP

David Paul Catron

Texas·CRD #5300103
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
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DP

David Paul Conrad

Florida·CRD #2480596
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
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DP

David Paul Feiler

Arizona·CRD #4733803
Dual-registered

Dual-registered at WESTMARK WEALTH MANAGEMENT

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Flat Fee
View profile
DP

David Paul Gamble

Texas·CRD #2124247
IA Rep

Investment Adviser Rep at SFMG WEALTH ADVISORS

Experience
21 yrs
States
1
Since
2005
Est. fee
AUM / Flat Fee
Minimum
$1.0M
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DP

David Paul Heroux

California·CRD #4746171
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
22 yrs
States
3
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DP

David Paul Hoekstra

Michigan·CRD #3072354
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Paul Johnson

Louisiana·CRD #6143742
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
2
Exams
6
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Paul Kassouf

Alabama·CRD #4583696
IA Rep

Investment Adviser Rep at KASSOUF WEALTH ADVISORS, LLC

Experience
26 yrs
States
1
Exams
1
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$150k
View profile
DP

David Paul Kocsis

Ohio·CRD #4203137
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

David Paul Kudla

Florida·CRD #4431292
IA Rep

Investment Adviser Rep at MAINSTAY CAPITAL MANAGEMENT, LLC

Experience
16 yrs
States
3
Exams
1
Since
2010
Est. fee
AUM / Flat Fee
Minimum
$200k
View profile
DP

David Paul Launder

Florida·CRD #2239910
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
3
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

David Paul Miller

Michigan·CRD #4237625
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

David Paul Mire Jr

Louisiana·CRD #5810533
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
DP

David Paul Moss

Montana·CRD #2354599
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
3
Exams
5
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DP

David Paul Neeve

California·CRD #4532945
Dual-registered

Dual-registered at ONE WEALTH ADVISORS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile
DP

David Paul Olson

Arizona·CRD #2416466
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
4
Exams
4
Since
1993
Est. fee
AUM / Flat Fee
View profile
DP

David Paul Palladino

Connecticut·CRD #7548619
IA Rep

Investment Adviser Rep at FORTIS CAPITAL ADVISORS, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

David Paul Robinson

Illinois·CRD #1980643
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
2
Exams
6
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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