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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

David Samuel Coult

Pennsylvania·CRD #2859900
Dual-registered

Dual-registered at MILESTONE FINANCIAL ASSOCIATES, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DS

David Samuel Furlin

Illinois·CRD #4594923
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
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DS

David Samuel Lockman

Ohio·CRD #4450854
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
24 yrs
States
1
Exams
4
Since
2002
Fee
AUM / Hourly / Flat Fee
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DS

David Samuel Lopez

California·CRD #2784273
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
7
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

David Samuel Ramirez

New Jersey·CRD #1689229
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Commission / Flat Fee
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DS

David Samuel Tucker III

California·CRD #2187141
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Flat Fee
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DS

David Samuel Tucker IV

California·CRD #7439225
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Flat Fee
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DS

David Samuel Warhoftig

Texas·CRD #4624868
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
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DS

David Sanderlin

Alabama·CRD #8019461
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Fee
AUM / Hourly / Flat Fee / Performance-based
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DS

David Sanford Thompson

North Carolina·CRD #1970913
Dual-registered

Dual-registered at &PARTNERS

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DS

David Santos-Garcia

California·CRD #7384946
IA Rep

Investment Adviser Rep at ONE WEALTH ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee
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DS

David Satin

Illinois·CRD #6629062
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
10 yrs
States
1
Exams
6
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
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DS

David Satterfield Morse

Mississippi·CRD #1395730
Dual-registered

Dual-registered at ELEMENT WEALTH, LLC

Experience
41 yrs
States
1
Exams
5
Since
1985
Est. fee
AUM / Commission / Flat Fee
Minimum
$250k
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DS

David Saul Turbiner

Pennsylvania·CRD #5316506
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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DS

David S Blackston

Florida·CRD #5458383
IA Rep

Investment Adviser Rep at BLACKSTON FINANCIAL ADVISORY GROUP, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM
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DS

David S Burroughs

Georgia·CRD #2056282
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
5
Since
1990
Est. fee
AUM / Commission / Flat Fee
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DS

David Schaffer

New York·CRD #6947804
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Schallmo

North Carolina·CRD #7327321
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Fee
AUM
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DS

David Schrage

Connecticut·CRD #1132160
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
1
Exams
5
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Schreck

Florida·CRD #4981692
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David S. Clarkson

California·CRD #5779060
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
16 yrs
States
7
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

David Scott Bolton

Texas·CRD #4476264
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile
DS

David Scott Bowen

Georgia·CRD #2578586
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Scott Brooks

Missouri·CRD #1920936
Dual-registered

Dual-registered at FINANCIAL & TAX ARCHITECTS, LLC

Experience
36 yrs
States
1
Exams
4
Since
1990
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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