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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DS

David Scott Bunnell

Utah·CRD #2135586
Dual-registered

Dual-registered at NAVIGATE PRIVATE WEALTH, LLC

Experience
35 yrs
States
1
Exams
5
Since
1991
Fee
AUM / Hourly / Flat Fee
View profile
DS

David Scott Coffee

Texas·CRD #2960532
Dual-registered

Dual-registered at WESTPARK WEALTH ADVISORS, INC.

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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DS

David Scott Downey

Iowa·CRD #4543901
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
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DS

David Scott Fischer

Texas·CRD #4963923
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
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DS

David Scott Fisher

Georgia·CRD #2912277
IA Rep

Investment Adviser Rep at SIGNATUREFD, LLC

Experience
23 yrs
States
1
Exams
1
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
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DS

David Scott Frank

Maryland·CRD #2325801
Dual-registered

Dual-registered at &PARTNERS

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DS

David Scott Glenn

Alabama·CRD #1446975
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
25 yrs
States
6
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
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DS

David Scott Hansen

California·CRD #4117455
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DS

David Scott Hogaboom

Illinois·CRD #1589043
Dual-registered

Dual-registered at TOTAL CLARITY WEALTH MANAGEMENT, INC

Experience
37 yrs
States
2
Exams
7
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DS

David Scott Kelley

Montana·CRD #2375855
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Flat Fee
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DS

David Scott Littrell

Indiana·CRD #6544208
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
11 yrs
States
1
Exams
3
Since
2015
Fee
AUM / Hourly / Flat Fee / Other
View profile
DS

David Scott Magrone

Connecticut·CRD #2425564
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
4
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Scott McGaughey

Indiana·CRD #1401961
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
41 yrs
States
2
Exams
6
Since
1985
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Scott McGee

California·CRD #8003386
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Scott Nichols

Iowa·CRD #1685646
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
37 yrs
States
1
Exams
3
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

David Scott Owens

Connecticut·CRD #5531931
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DS

David Scott Pozzi

Pennsylvania·CRD #2182693
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

David Scott Raudman

North Carolina·CRD #4324116
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
25 yrs
States
1
Exams
3
Since
2001
Fee
AUM / Hourly / Flat Fee / Other
View profile
DS

David Scott Reed

New Jersey·CRD #1525388
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

David Scott Richter

Minnesota·CRD #1765505
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Flat Fee
View profile
DS

David Scott Sivel

Pennsylvania·CRD #2632323
Dual-registered

Dual-registered at COLLECTIVE FAMILY OFFICE, LLC

Experience
22 yrs
States
1
Exams
5
Since
2004
Est. fee
AUM
Minimum
$1.0M
View profile
DS

David Scott Tronson

Washington·CRD #2121405
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DS

David Scott Weinbach

Minnesota·CRD #2345048
Dual-registered

Dual-registered at ADVISORNET WEALTH PARTNERS

Experience
33 yrs
States
3
Exams
3
Since
1993
Fee
AUM / Hourly / Flat Fee / Other
View profile
DS

David Scott Weinerman

New Jersey·CRD #1711883
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
39 yrs
States
1
Exams
6
Since
1987
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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