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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

David William Baugh

Indiana·CRD #858800
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
48 yrs
States
2
Exams
4
Since
1978
Est. fee
AUM / Commission / Flat Fee
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DW

David William Beissler

Georgia·CRD #4177136
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
26 yrs
States
3
Exams
5
Since
2000
Fee
AUM / Hourly / Flat Fee / Other
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DW

David William Bostwick

California·CRD #5624682
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
6
Since
2009
Est. fee
AUM / Commission / Flat Fee
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DW

David William Chadwick

Florida·CRD #3112314
Dual-registered

Dual-registered at TOTAL CLARITY WEALTH MANAGEMENT, INC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DW

David William Cryden

California·CRD #1188657
Dual-registered

Dual-registered at BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.

Experience
43 yrs
States
1
Exams
3
Since
1983
Fee
AUM / Hourly
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DW

David William Demming

Ohio·CRD #854343
Dual-registered

Dual-registered at DEMMING FINANCIAL SERVICES CORP.

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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DW

David William Demming Jr

Ohio·CRD #4642088
Dual-registered

Dual-registered at DEMMING FINANCIAL SERVICES CORP.

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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DW

David William Dorward

California·CRD #2654418
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
8
Since
1995
Est. fee
AUM / Commission / Flat Fee
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DW

David William Dugan

Minnesota·CRD #4635000
Dual-registered

Dual-registered at FINANCIAL PERSPECTIVES

Experience
23 yrs
States
1
Exams
3
Since
2003
Fee
AUM / Hourly / Flat Fee
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DW

David William Durham

Texas·CRD #7973311
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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DW

David William Evans

Louisiana·CRD #837870
IA Rep

Investment Adviser Rep at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
18 yrs
States
2
Exams
2
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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DW

David William Frederick

Florida·CRD #1075196
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
43 yrs
States
4
Exams
7
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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DW

David William Ganucheau

Texas·CRD #4518397
IA Rep

Investment Adviser Rep at BARROW HANLEY GLOBAL INVESTORS

Experience
15 yrs
States
1
Since
2011
Fee
AUM / Performance-based
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DW

David William Gordon

North Carolina·CRD #4033658
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David William Hauser

Michigan·CRD #7570238
IA Rep

Investment Adviser Rep at BRICKTOWN CAPITAL, LLC

Experience
4 yrs
States
1
Since
2022
Fee
AUM
View profile
DW

David William Heichel

Ohio·CRD #2453722
Dual-registered

Dual-registered at PINNACLE ADVISORS

Experience
32 yrs
States
1
Exams
5
Since
1994
Fee
AUM / Hourly / Flat Fee
View profile
DW

David William Henwood

Alabama·CRD #2643445
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
5
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
View profile
DW

David William James

Arizona·CRD #1241412
Dual-registered

Dual-registered at LONE PEAK ADVISERS

Experience
42 yrs
States
5
Exams
5
Since
1984
Est. fee
AUM
View profile
DW

David William Koler

Ohio·CRD #6845730
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

David William Kornberg

Arizona·CRD #6073672
IA Rep

Investment Adviser Rep at ATTESSA CAPITAL LLC

Experience
10 yrs
States
2
Exams
1
Since
2016
Est. fee
AUM / Other
View profile
DW

David William Lambour

Virginia·CRD #6801662
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DW

David William Lewis

Washington·CRD #6936572
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David William Lewis Jr

California·CRD #2945897
Dual-registered

Dual-registered at LEWIS ASSET MANAGEMENT

Experience
29 yrs
States
6
Exams
5
Since
1997
Est. fee
AUM
View profile
DW

David William Marrazzo

Pennsylvania·CRD #1713924
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
7
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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