AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

David William Matthews

Minnesota·CRD #2798327
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
22 yrs
States
1
Exams
4
Since
2004
Fee
AUM / Hourly / Flat Fee / Other
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DW

David William Matuszak

Illinois·CRD #5896737
Dual-registered

Dual-registered at STRATEGIC INVESTMENT SOLUTIONS, INC.

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM
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DW

David William Maurer

Alaska·CRD #2401760
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
5
Exams
7
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DW

David William McIlroy

New Jersey·CRD #1329993
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
41 yrs
States
2
Exams
7
Since
1985
Est. fee
AUM / Flat Fee
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DW

David William Mead

District Of Columbia·CRD #1721409
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
4
Exams
5
Since
1987
Est. fee
AUM / Commission / Flat Fee
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DW

David William Nicholson

Indiana·CRD #721351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
7
Since
1980
Est. fee
AUM / Commission / Flat Fee
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DW

David William Nyman

Kansas·CRD #7275493
IA Rep

Investment Adviser Rep at THE RETIREMENT PLANNING GROUP, LLC

Experience
6 yrs
States
3
Exams
1
Since
2020
Est. fee
AUM / Flat Fee
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DW

David William Otto

New Hampshire·CRD #4364736
IA Rep

Investment Adviser Rep at OTTO & ASSOCIATES, INC.

Experience
23 yrs
States
5
Since
2003
Est. fee
AUM / Hourly
Minimum
$300k
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DW

David William Peck

Colorado·CRD #6289230
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Fee
AUM / Performance-based / Other
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DW

David William Prockter

New York·CRD #4153863
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
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DW

David William Raetz

Kansas·CRD #5843811
IA Rep

Investment Adviser Rep at CREATIVEONE SECURITIES, LLC

Experience
16 yrs
States
2
Exams
4
Since
2010
Est. fee
AUM / Hourly
Minimum
$25k
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DW

David William Schauer

California·CRD #3086618
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
28 yrs
States
2
Exams
5
Since
1998
Fee
AUM / Flat Fee / Performance-based
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DW

David William Simons

Missouri·CRD #2505461
Dual-registered

Dual-registered at &PARTNERS

Experience
32 yrs
States
3
Exams
6
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DW

David William Souter

California·CRD #2744476
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
21 yrs
States
1
Exams
8
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David William Stanley

Michigan·CRD #7286526
IA Rep

Investment Adviser Rep at AEGIS WEALTH MANAGEMENT, INC.

Experience
5 yrs
States
2
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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DW

David William Taylor

Arkansas·CRD #7100199
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
7 yrs
States
3
Exams
5
Since
2019
Est. fee
AUM / Other
View profile
DW

David William Thomas

Michigan·CRD #844094
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
48 yrs
States
1
Exams
3
Since
1978
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

David William Tschetter

Texas·CRD #6027955
Dual-registered

Dual-registered at TSCHETTER GROUP

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

David William Vela

Texas·CRD #1984682
Dual-registered

Dual-registered at FMSA

Experience
23 yrs
States
1
Exams
2
Since
2003
Est. fee
AUM / Hourly
View profile
DW

David William Wellsand

Indiana·CRD #8019545
IA Rep

Investment Adviser Rep at CX INSTITUTIONAL, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
DW

David Willis

Florida·CRD #6084664
Dual-registered

Dual-registered at &PARTNERS

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DW

David Wilson Jr.

Connecticut·CRD #825274
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
1
Exams
9
Since
1977
Est. fee
AUM / Commission / Flat Fee
View profile
DW

David Wilson McAdams

Tennessee·CRD #2626940
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DW

David Wissinger

California·CRD #1485875
Dual-registered

Dual-registered at LEWIS ASSET MANAGEMENT

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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