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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

Dawn Michelle Edwards

District Of Columbia·CRD #4185819
Dual-registered

Dual-registered at HUB INVESTMENT PARTNERS, LLC

Experience
24 yrs
States
4
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Dawn M Lewis

New Jersey·CRD #1702694
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dawn M Maslar

Oklahoma·CRD #2530746
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
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DM

Dawn M Robinson

New York·CRD #6796722
IA Rep

Investment Adviser Rep at SHIELD WEALTH ADVISORS

Experience
9 yrs
States
2
Exams
1
Since
2017
Est. fee
AUM / Hourly
Minimum
$100k
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DM

Dawn M Terbush

New York·CRD #6478034
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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DM

Dawn M Thomason

Indiana·CRD #5275125
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
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DD

Dawnna Darlene Wilson

Florida·CRD #5419746
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DP

Dawn Perniciaro Litchfield

Florida·CRD #1311347
Dual-registered

Dual-registered at NAPLES MONEY MANAGEMENT LLC

Experience
40 yrs
States
1
Exams
3
Since
1986
Fee
AUM / Hourly / Flat Fee
View profile
DR

Dawn R Burgher

Florida·CRD #1767680
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
10
Since
1993
Est. fee
AUM / Commission / Flat Fee
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DR

Dawn Renee Schricke

California·CRD #1954669
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
7
Since
2012
Est. fee
AUM / Commission / Flat Fee
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DS

Dawn Sanchez Nicoles

California·CRD #4454340
Dual-registered

Dual-registered at SANCHEZ WEALTH MANAGEMENT GROUP, LLC

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
DV

Dawn Van Dyck

Florida·CRD #4369074
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
21 yrs
States
1
Exams
4
Since
2005
Fee
AUM
View profile
DV

Dawn Van Ryn

Illinois·CRD #4346156
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dawson Gonwick

Oregon·CRD #6983548
Dual-registered

Dual-registered at MARIDEA WEALTH MANAGEMENT

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Dawson Joseph Halvorson

California·CRD #7449254
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
3
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DP

Dawson P Hallmark

Florida·CRD #7595415
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Dawson Schwengler

Texas·CRD #7717140
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Dawson Seth Coon

N/A·CRD #8117240
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
Exams
3
Est. fee
AUM / Hourly / Flat Fee
View profile
DS

Dawson Stephen Wood

Kansas·CRD #8101438
IA Rep

Investment Adviser Rep at UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

States
2
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25k
View profile
DW

Dawsyn W Smith

Arkansas·CRD #7927202
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Dawuanta Do'Juor Northern

Virginia·CRD #6670601
Dual-registered

Dual-registered at FIDUCIENT ADVISORS LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee / Performance-based
View profile
DD

Dax Dixson

North Carolina·CRD #5358562
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
9 yrs
States
1
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

Daxesh Maniar

California·CRD #4666110
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
2
Exams
5
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Daxton Debrow

Illinois·CRD #7938225
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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