AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DW

Dax Werner Weindorf

Arkansas·CRD #5461216
Dual-registered

Dual-registered at WATERLOO CAPITAL

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$1.0M
View profile
DT

Dayanara Tater

Florida·CRD #2877389
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Dayan Leandro Vargas Brito

Texas·CRD #7044652
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dayhan Gomez

Florida·CRD #8014873
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
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DC

Dayla Cabeza De Vaca

California·CRD #4918256
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
20 yrs
States
1
Exams
3
Since
2006
Fee
AUM
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DJ

Dayle James Malone

Illinois·CRD #2472862
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
13 yrs
States
1
Exams
2
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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DR

Daylen Robert Dye

Michigan·CRD #5390612
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DR

Daylon Reece Farmer

Texas·CRD #8171815
IA Rep

Investment Adviser Rep at MANSKE WEALTH MANAGEMENT, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Flat Fee
View profile
DJ

Dayna Jordan Picetti

California·CRD #8140637
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Dayna Lee Yuko Lopez

California·CRD #7401193
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
5 yrs
States
1
Exams
5
Since
2021
Fee
AUM / Other
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DM

Dayna Marie Smith

Ohio·CRD #7286383
Dual-registered

Dual-registered at STRATOS WEALTH ADVISORS LLC

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DJ

Dayne Jared Quist

Minnesota·CRD #5901824
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Daysi Marina Galo-McInnis

Colorado·CRD #7493607
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
DR

Dayton Raymond Hoffmann

Wisconsin·CRD #7559109
IA Rep

Investment Adviser Rep at GOOGINS ADVISORS, INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Commission / Hourly / Flat Fee
View profile
DA

Dbie Anna Johnson

Ohio·CRD #1861767
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
1
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DC

D. Clarke Browne

Maryland·CRD #5908891
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Deana Angulo Calvelli

New York·CRD #5556130
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DA

Deana Ann Pepper

California·CRD #2106030
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Deana Carter Ingalls

California·CRD #2239742
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
DC

Deana Christine Lehman

Colorado·CRD #4712052
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
21 yrs
States
1
Exams
8
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DH

Deana Hyde

Tennessee·CRD #4667998
Dual-registered

Dual-registered at INSIGHT STRATEGIC WEALTH LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly
View profile
DA

Dean Alan Becker

California·CRD #3140997
IA Rep

Investment Adviser Rep at NEWFRONT RETIREMENT SERVICES, INC.

Experience
8 yrs
States
1
Exams
6
Since
2018
Est. fee
AUM / Flat Fee
View profile
DA

Dean Alan Harman

California·CRD #2524123
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
28
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DA

Dean Alan Harvey

Louisiana·CRD #3076399
Dual-registered

Dual-registered at WESTPARK WEALTH ADVISORS, INC.

Experience
28 yrs
States
3
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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