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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DL

Deborah Lorraine Lewis

Texas·CRD #2448727
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
32 yrs
States
2
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Deborah Lorraine Spencer

California·CRD #6416350
IA Rep

Investment Adviser Rep at REYES FINANCIAL ARCHITECTURE INC.

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM
View profile
DL

Deborah Lou Thocker

Ohio·CRD #5836275
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

Experience
16 yrs
States
1
Exams
1
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
DL

Deborah Lou Tiell

Florida·CRD #2971174
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DL

Deborah L Ray

Texas·CRD #5609483
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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DL

Deborah L Salvatore

Florida·CRD #2187974
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
6
Since
1992
Est. fee
AUM / Commission / Flat Fee
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DL

Deborah L Smogor

Florida·CRD #6566361
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
5
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Deborah L Stoker

California·CRD #7792530
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

Deborah Lyn Leich

Georgia·CRD #2382653
IA Rep

Investment Adviser Rep at CAPVISOR ASSOCIATES, LLC

Experience
31 yrs
States
1
Exams
5
Since
1995
Fee
AUM / Flat Fee
View profile
DL

Deborah Lynn Anderson

N/A·CRD #2032306
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
Exams
4
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Deborah Lynne Robinson

California·CRD #2925401
IA Rep

Investment Adviser Rep at SCHARF INVESTMENTS, LLC

Experience
15 yrs
States
1
Exams
1
Since
2011
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DL

Deborah Lynn Feldman

Illinois·CRD #2648441
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
28 yrs
States
1
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

Deborah Lynn Hobart

North Carolina·CRD #7123806
IA Rep

Investment Adviser Rep at BLUE WATER CAPITAL MANAGEMENT, LLC

Experience
7 yrs
States
1
Exams
1
Since
2019
Fee
AUM / Hourly / Flat Fee
View profile
DL

Deborah Lynn Johnson

South Carolina·CRD #4668403
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Deborah Lynn Koch

Florida·CRD #3079185
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
28 yrs
States
3
Exams
9
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Deborah Lynn Maret

Missouri·CRD #2548059
IA Rep

Investment Adviser Rep at RUBINBROWN ADVISORS LLC

Experience
23 yrs
States
1
Exams
1
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$150k
View profile
DL

Deborah Lynn Pursey

California·CRD #5128243
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

Deborah Lynn Shepherd

Illinois·CRD #2088089
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
2
Exams
9
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Deborah Lynn Wall

Texas·CRD #3133008
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
12
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Deborah Lynn West

California·CRD #4799789
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
6
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Deborah Marie Sante

Illinois·CRD #1618685
Dual-registered

Dual-registered at &PARTNERS

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DM

Deborah Marie Stouffer

Arizona·CRD #7175843
Dual-registered

Dual-registered at EVERSOURCE WEALTH ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Deborah Markey Kelly

Maryland·CRD #5644646
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Deborah Martinez

Texas·CRD #2218543
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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