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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DH

Deborah H Lee

California·CRD #2240166
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Deborah Hughes Bell

Texas·CRD #2138474
Dual-registered

Dual-registered at ENDEAVOR ADVISORS, LLC

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DJ

Deborah Jane Canty

New Jersey·CRD #1809631
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Commission / Flat Fee
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DJ

Deborah Jean Frazier

Illinois·CRD #1240512
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
37 yrs
States
3
Exams
5
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Other
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DJ

Deborah Jean Kirste

California·CRD #2998295
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
23 yrs
States
1
Exams
5
Since
2003
Fee
AUM / Hourly / Flat Fee / Other
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DJ

Deborah Jean Leet

Ohio·CRD #1245080
Dual-registered

Dual-registered at BOYD WATTERSON ASSET MANAGEMENT, LLC

Experience
26 yrs
States
1
Exams
1
Since
2000
Est. fee
AUM / Flat Fee / Performance-based
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DJ

Deborah Jean Sheehan

New Jersey·CRD #2948376
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
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DJ

Deborah J McCulloch

Connecticut·CRD #6212008
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Deborah Joy Koutnik

Florida·CRD #7060247
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Deborah Joy Wang

California·CRD #3219668
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
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DJ

Deborah J Spychalski

Connecticut·CRD #4373257
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Deborah Kamer

Connecticut·CRD #2850605
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
3
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Deborah Kay Edwards

Missouri·CRD #4756052
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DK

Deborah Kay Johnson

Iowa·CRD #1370760
Dual-registered

Dual-registered at NATIONS FINANCIAL GROUP, INC.

Experience
41 yrs
States
2
Exams
8
Since
1985
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
DK

Deborah Kay Kimery

Georgia·CRD #2919976
IA Rep

Investment Adviser Rep at VIDENT ASSET MANAGEMENT

Experience
21 yrs
States
1
Exams
1
Since
2005
Est. fee
AUM / Flat Fee / Other
Minimum
$300k
View profile
DK

Deborah Kelley Neumann

Arkansas·CRD #1435060
Dual-registered

Dual-registered at BASS AND BELL, INC.

Experience
41 yrs
States
1
Exams
4
Since
1985
Fee
AUM
View profile
DK

Deborah Kiley Corbari

Connecticut·CRD #7033672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Deborah Lee Clark

Florida·CRD #4422005
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Deborah Lee-Kavousi

California·CRD #4679904
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
22 yrs
States
1
Exams
3
Since
2004
Fee
AUM / Other
View profile
DL

Deborah Leigh Jones

Texas·CRD #2364090
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Deborah L Goode

New York·CRD #1129653
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
39 yrs
States
2
Exams
3
Since
1987
Est. fee
AUM / Flat Fee
View profile
DL

Deborah Linn Mosley

Alabama·CRD #4441959
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Deborah L Maher

New Hampshire·CRD #7429053
IA Rep

Investment Adviser Rep at OTTO & ASSOCIATES, INC.

Experience
5 yrs
States
5
Since
2021
Est. fee
AUM / Hourly
Minimum
$300k
View profile
DL

Deborah Londe Hermerding

Illinois·CRD #1420697
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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