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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DA

Denise Ann Setzer

Virginia·CRD #7122883
IA Rep

Investment Adviser Rep at FINANCIAL SECURITY ADVISORY INC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly
View profile
DA

Denise Ann Westbrook

Texas·CRD #2039586
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
1
Exams
7
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Denise A Osadchuk

Louisiana·CRD #6285199
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Denise B Ganji

California·CRD #3196371
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Denise Charlene Bernardi

Florida·CRD #1779824
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
37 yrs
States
2
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Denise Daire Zalewski 55d

Ohio·CRD #4135169
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Denise Deluca Meehan

Pennsylvania·CRD #6017801
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
13 yrs
States
1
Exams
11
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Denise Dinah Gray

Connecticut·CRD #6307909
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Denise Douaire McGuire

Arizona·CRD #6706021
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Denise Downs

California·CRD #2084582
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
36 yrs
States
1
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Denise Duhl Hotch

Connecticut·CRD #7459417
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Denise Eileen Leddy

North Carolina·CRD #2381029
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DE

Denise Eileen Petrin

New Hampshire·CRD #2697597
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Denise Elizabeth Fries

Florida·CRD #1556580
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
40 yrs
States
3
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Denise Elizabeth Mathews

Michigan·CRD #3175714
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Denise Ellen Pearman

Colorado·CRD #4346262
Dual-registered

Dual-registered at ALIDADE CAPITAL, LLC

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Performance-based
View profile
DE

Denise E Ward

Ohio·CRD #4586358
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Denise Gabay Otten

Florida·CRD #1205920
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DG

Denise G Froehlich

Florida·CRD #2543621
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Denise G. Sowell

Florida·CRD #2091425
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
36 yrs
States
3
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DH

Denise Hei Kan Lo

California·CRD #4563175
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DH

Denise Hope Chin Quee

Florida·CRD #1781080
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
DI

Denise Irene Getsy

Florida·CRD #3218771
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
3
Exams
7
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Denise Jacqueline Desaulniers

Florida·CRD #1618995
Dual-registered

Dual-registered at BCI SECURITIES, INC.

Experience
24 yrs
States
1
Exams
7
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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