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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Denise Jean Burgess

Idaho·CRD #6608420
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Denise Jean Rich

Minnesota·CRD #4629515
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Denise J Fiamingo

Maryland·CRD #4308032
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Flat Fee
View profile
DJ

Denise Joan Wiggins

New Jersey·CRD #5874644
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Denise Jo Croake

Michigan·CRD #5814499
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DJ

Denise Julius Zumbrun

Florida·CRD #2893489
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
13
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

Denise Kennedy Depriest

Indiana·CRD #5488730
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Denise Kim Mersinger

Maryland·CRD #3128752
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
DK

Denise K Martin

Pennsylvania·CRD #2154827
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
4
Since
1991
Est. fee
AUM / Commission / Flat Fee
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DL

Denise L Gugliotta

Florida·CRD #5935451
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Denise L Lowe

North Carolina·CRD #4410750
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Denise Lucille Wooten

Rhode Island·CRD #4640343
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
1
Exams
6
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Denise Lynne Johnson

North Carolina·CRD #4602192
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Denise Lynnette Storm

Iowa·CRD #2597885
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Denise Lynn McCoy

Arizona·CRD #6716396
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
9 yrs
States
1
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
DL

Denise Lynn Niland

Louisiana·CRD #1267297
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
3
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Denise Lynn Peloza

Colorado·CRD #2688745
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
8
Since
2000
Est. fee
AUM / Flat Fee
View profile
DM

Denise Margolis Farkas

Florida·CRD #4346075
IA Rep

Investment Adviser Rep at SIGMA INVESTMENT COUNSELORS

Experience
25 yrs
States
2
Since
2001
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
DM

Denise Marie Baranowski

Illinois·CRD #2412676
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
7
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Denise Marie Cataldo

Florida·CRD #4006677
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
6
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Denise Marie Dalton

Texas·CRD #4629516
IA Rep

Investment Adviser Rep at M. KRAUS & COMPANY

Experience
25 yrs
States
2
Exams
1
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DM

Denise Marie Madnick

Florida·CRD #4970778
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
1
Exams
6
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Denise Marie Petersen

Oregon·CRD #2016985
Dual-registered

Dual-registered at ASSET ONE WEALTH MANAGEMENT, LLC

Experience
37 yrs
States
1
Exams
5
Since
1989
Fee
AUM
View profile
DM

Denise Marie Ruiz

California·CRD #2281489
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 925 | AdvisorFinder