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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Denis Joseph Moynihan II

New York·CRD #1403476
Dual-registered

Dual-registered at TSA MANAGEMENT INC

Experience
40 yrs
States
1
Exams
6
Since
1986
Est. fee
AUM / Flat Fee
Minimum
$50k
View profile
DR

Denis Richard Curcio

Louisiana·CRD #2655577
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
27 yrs
States
4
Exams
7
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
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DS

Denisse Soto Cruz

North Carolina·CRD #8169553
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
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DK

Deniz Kaya

Florida·CRD #6017061
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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DR

Denney R Domantay

Arizona·CRD #2798834
Dual-registered

Dual-registered at MISSIONSQUARE WEALTH MANAGEMENT

Experience
24 yrs
States
2
Exams
4
Since
2002
Fee
AUM
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DR

Dennie Ray Lewis

South Carolina·CRD #1630101
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
38 yrs
States
1
Exams
3
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Dennis Alan Cirbo

Colorado·CRD #733633
IA Rep

Investment Adviser Rep at MADISON AVENUE SECURITIES, LLC

Experience
45 yrs
States
2
Exams
4
Since
1981
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
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DA

Dennis Alan Densmore

California·CRD #2360543
Dual-registered

Dual-registered at DESTINATION WEALTH MANAGEMENT

Experience
30 yrs
States
1
Exams
6
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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DA

Dennis Alan Dewitt

Florida·CRD #1316997
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
2
Exams
6
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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DA

Dennis Alan Dickinson

Massachusetts·CRD #5644296
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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DA

Dennis Alan Schmidt

Connecticut·CRD #845872
Dual-registered

Dual-registered at &PARTNERS

Experience
49 yrs
States
3
Exams
8
Since
1977
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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DA

Dennis A Lester

Montana·CRD #3172896
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Flat Fee
View profile
DA

Dennis Allen Zeimet

Oklahoma·CRD #4665455
Dual-registered

Dual-registered at TRINITY STRATEGIC WEALTH

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$25k
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DA

Dennis Andrew Duff

Illinois·CRD #5457171
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Flat Fee
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DA

Dennis Anthony Debellis

New York·CRD #8166917
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DB

Dennis B Galvin

New Jersey·CRD #6114139
Dual-registered

Dual-registered at BLACK CORAL FINANCIAL ADVISORS, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
DB

Dennis Brewster

California·CRD #1089873
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
43 yrs
States
2
Exams
7
Since
1983
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Dennis Bryon Hesselink

Florida·CRD #3031678
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DB

Dennis B Whalen

California·CRD #5457393
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Dennis Carl Lambert

Texas·CRD #710139
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
46 yrs
States
1
Exams
7
Since
1980
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Dennis Champa

Ohio·CRD #3013503
Dual-registered

Dual-registered at &PARTNERS

Experience
28 yrs
States
2
Exams
7
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DC

Dennis Chapman Delphenich

Ohio·CRD #1854723
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
23 yrs
States
2
Exams
2
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
DC

Dennis Charles Carter II

Tennessee·CRD #7477091
IA Rep

Investment Adviser Rep at SEVEN SPRINGS WEALTH GROUP

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Dennis Charles Koenning

Georgia·CRD #1599307
Dual-registered

Dual-registered at YOUR IA, LLC

Experience
39 yrs
States
3
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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