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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DC

Dennis Charles Liu

California·CRD #8038307
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DC

Dennis Christopher Tucker

Connecticut·CRD #2452025
Dual-registered

Dual-registered at GREENWICH ADVISORS, LLC

Experience
11 yrs
States
2
Exams
6
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DD

Dennis Daniel Turner

Florida·CRD #7632295
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DD

Dennis Darrel Dachtler

California·CRD #1348432
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
41 yrs
States
1
Exams
6
Since
1985
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
DD

Dennis D Dobrosky

New Jersey·CRD #1053258
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
44 yrs
States
2
Exams
5
Since
1982
Est. fee
AUM / Commission / Flat Fee
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DD

Dennis Dee Blyly

Indiana·CRD #1521332
IA Rep

Investment Adviser Rep at TIMUCUAN ASSET MANAGEMENT INC

Experience
25 yrs
States
1
Exams
2
Since
2001
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$1.0M
View profile
DD

Dennis D Egizi

California·CRD #3136693
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DD

Dennis Devere Parrish

Indiana·CRD #1362963
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DD

Dennis Dingman Hobbs

Texas·CRD #2386590
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
33 yrs
States
1
Exams
8
Since
1993
Est. fee
AUM / Flat Fee
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DD

Dennis Domingo Cummings Perez

Puerto Rico·CRD #2923607
Dual-registered

Dual-registered at POPULAR SECURITIES, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Other
Minimum
$50k
View profile
DE

Dennis Edward Brun

Ohio·CRD #7738088
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Dennis Edward Holliman

Mississippi·CRD #1058184
IA Rep

Investment Adviser Rep at SILVER OAK SECURITIES, INC.

Experience
39 yrs
States
2
Exams
3
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
DE

Dennis Eugene Follmer

Massachusetts·CRD #2256077
Dual-registered

Dual-registered at MONTIS FINANCIAL, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Fee
AUM / Hourly / Flat Fee / Other
View profile
DE

Dennis Eugene Huston

Ohio·CRD #1656084
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
2
Exams
3
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DE

Dennis Eugene Pascarella

Tennessee·CRD #1514134
Dual-registered

Dual-registered at REDHAWK WEALTH ADVISORS, INC.

Experience
39 yrs
States
1
Exams
7
Since
1987
Est. fee
AUM / Flat Fee
Minimum
$1k
View profile
DE

Dennis Eugene Wilt

Alaska·CRD #732921
Dual-registered

Dual-registered at CREATIVEONE WEALTH, LLC

Experience
45 yrs
States
3
Exams
5
Since
1981
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DF

Dennis Frank Grothaus

Kentucky·CRD #4136852
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DF

Dennis Franklin Webb Jr.

Arizona·CRD #4376662
Dual-registered

Dual-registered at ASSOCIATED INVESTMENT SERVICES, INC.

Experience
25 yrs
States
12
Exams
5
Since
2001
Fee
AUM
View profile
DF

Dennis Fred Baker

Florida·CRD #2180472
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DF

Dennis Fukushima

Hawaii·CRD #6089178
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dennis Gale Sechrest

California·CRD #5923900
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dennis Gale Stearns

North Carolina·CRD #721875
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
8 yrs
States
1
Exams
8
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DG

Dennis Gene McMillin

Iowa·CRD #1439386
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
40 yrs
States
3
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
DG

Dennis George Dine

Illinois·CRD #5605628
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 928 | AdvisorFinder