AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DG

Derek Geoffrey Frosh

North Carolina·CRD #2669463
Dual-registered

Dual-registered at HANOVER SQUARE WEALTH ADVISORS LLC

Experience
31 yrs
States
1
Exams
7
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DG

Derek Green

California·CRD #2313496
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
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DG

Derek Gregory Cohen

North Carolina·CRD #2382493
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Commission / Flat Fee
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DH

Derek Holstein

Florida·CRD #7005830
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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DH

Derek Houska

North Dakota·CRD #7502843
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
4
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DH

Derek Hunter Baugh

Georgia·CRD #7467360
IA Rep

Investment Adviser Rep at BAUGH & ASSOCIATES, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM
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DJ

Derek James Brondige

Michigan·CRD #6562368
IA Rep

Investment Adviser Rep at HANTZ FINANCIAL SERVICES, INC.

Experience
10 yrs
States
1
Exams
2
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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DJ

Derek James Dahl

Texas·CRD #4171552
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Derek James Elrod

California·CRD #4793202
Dual-registered

Dual-registered at BRIDGEWEALTH ADVISORY GROUP, LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Hourly
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DJ

Derek James Hernquist

North Carolina·CRD #2255879
Dual-registered

Dual-registered at APTUS CAPITAL ADVISORS, LLC

Experience
10 yrs
States
1
Exams
7
Since
2016
Est. fee
AUM / Flat Fee
Minimum
$50k
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DJ

Derek James Ivey

Connecticut·CRD #7661097
IA Rep

Investment Adviser Rep at PASI INVESTMENTS, LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
DJ

Derek James Motto

North Carolina·CRD #4309495
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
24 yrs
States
1
Exams
7
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Derek James Vogel

California·CRD #7501748
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
4 yrs
States
1
Exams
5
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Derek Jason Tenn

Hawaii·CRD #3074877
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Derek Jay Colton

Oklahoma·CRD #7046164
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
8 yrs
States
2
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DJ

Derek J Boldrin

Colorado·CRD #5746449
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Flat Fee
View profile
DJ

Derek Jerome Peterson

Minnesota·CRD #6287980
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Derek J Nan

California·CRD #5202351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Derek John Carter

Minnesota·CRD #6867143
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Derek John Platt

Louisiana·CRD #6457350
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Derek John Russell

Connecticut·CRD #6188701
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
4
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Derek John Van Calligan

Colorado·CRD #6508171
IA Rep

Investment Adviser Rep at ALLODIUM INVESTMENT CONSULTANTS, LLC

Experience
8 yrs
States
2
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
DJ

Derek Jonathan Nutter

Minnesota·CRD #4780176
Dual-registered

Dual-registered at PINE GROVE FINANCIAL GROUP

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Flat Fee / Other
Minimum
$250k
View profile
DJ

Derek Jon Harris

North Dakota·CRD #6108903
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
8 yrs
States
2
Exams
4
Since
2018
Fee
AUM / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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