AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DJ

Derek Joseph Bourne

Connecticut·CRD #5861946
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Derek Joseph France

California·CRD #6844523
IA Rep

Investment Adviser Rep at TEAM HEWINS, LLC

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
DJ

Derek Joseph Kesig

Ohio·CRD #2771340
IA Rep

Investment Adviser Rep at TCP ASSET MANAGEMENT, LLC

Experience
30 yrs
States
2
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DJ

Derek Joseph Stavarski

Pennsylvania·CRD #6663888
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Flat Fee
View profile
DJ

Derek Joseph Vogt

Florida·CRD #2584006
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
31 yrs
States
3
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DJ

Derek Joyner

Florida·CRD #4075630
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
10
Since
2000
Est. fee
AUM / Commission / Flat Fee
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DJ

Derek J Patla

California·CRD #2955807
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Derek Jude Dimaso

New York·CRD #7743397
IA Rep

Investment Adviser Rep at QUINT INVESTMENTS AND INSURANCE

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
DJ

Derek Justin Finch

California·CRD #4895591
Dual-registered

Dual-registered at SEASIDE WEALTH MANAGEMENT, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
AUM / Hourly / Flat Fee
View profile
DJ

Derek J Winn

Florida·CRD #4237034
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DK

Derek Kim Checketts

Utah·CRD #7650156
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
DK

Derek Kucharski

North Carolina·CRD #8112321
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Derek Laird

New York·CRD #3062601
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Derek Lee Hastings

California·CRD #1456644
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
40 yrs
States
1
Exams
4
Since
1986
Est. fee
AUM
View profile
DL

Derek Lee Keeney

Georgia·CRD #7100645
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
DL

Derek Lee Williams

Idaho·CRD #5442953
IA Rep

Investment Adviser Rep at SAVVY

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
DL

Derek Lesnak

Virginia·CRD #6856236
IA Rep

Investment Adviser Rep at MASON INVESTMENT ADVISORY SERVICES INC

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Flat Fee
View profile
DL

Derek Lightner

North Carolina·CRD #7068171
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
7 yrs
States
1
Exams
6
Since
2019
Fee
AUM
Minimum
$100k
View profile
DL

Derek Lloyd Neubauer

Kansas·CRD #7280223
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DL

Derek L Nowak

Pennsylvania·CRD #5342743
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
DL

Derek Loudenback

Nebraska·CRD #4747512
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DL

Derek Lynn Bock

New Jersey·CRD #3247749
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DM

Derek McCord

North Carolina·CRD #7863077
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DM

Derek Merle Heap

California·CRD #4812401
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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