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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

Dianne Marie Szabo

Ohio·CRD #4483913
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
2
Exams
7
Since
2002
Est. fee
AUM / Flat Fee
View profile
DN

Dianne Niblett

Georgia·CRD #4089790
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
11
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Dianne Pagano Manges

Pennsylvania·CRD #1623660
IA Rep

Investment Adviser Rep at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

Experience
12 yrs
States
1
Since
2014
Est. fee
AUM / Flat Fee
View profile
DW

Dianne Williams Nolin

California·CRD #2181092
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
35 yrs
States
24
Exams
4
Since
1991
Est. fee
AUM / Hourly / Flat Fee
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DM

Diann Mary Sikora

Florida·CRD #2558734
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
DO

Diarmuid Oisin Allen

New Hampshire·CRD #8148234
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
DW

Diaundra W Hall

Georgia·CRD #7893136
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
DJ

Diavante Jamario Brown

Iowa·CRD #7281016
Dual-registered

Dual-registered at BEACON CAPITAL MANAGEMENT, INC.

Experience
5 yrs
States
4
Exams
3
Since
2021
Est. fee
AUM
Minimum
$25k
View profile
DP

Dick Paul Schulz

Oregon·CRD #2088639
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
DM

Dickran M Kabarajian

New York·CRD #2332614
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
DT

Didier Thierry

Illinois·CRD #7199933
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DA

Diederich A Rivas

California·CRD #5329090
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Diedre Matheny

Indiana·CRD #7258432
IA Rep

Investment Adviser Rep at CX INSTITUTIONAL, LLC

Experience
5 yrs
States
2
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
Minimum
$5k
View profile
DD

Diedrich Doughty Oglesbee Jr

North Carolina·CRD #2941351
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Diego Andres Sarmiento

Georgia·CRD #5345466
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DA

Diego Armando Correa

Florida·CRD #4884552
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
18 yrs
States
2
Exams
6
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
DC

Diego Carus Garrido

Texas·CRD #7596398
Dual-registered

Dual-registered at MONEX ASSET MANAGEMENT, INC.

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
Minimum
$300k
View profile
DC

Diego Castillo Escoriaza

Florida·CRD #5837677
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
DD

Diego De La Serna Valencia

Florida·CRD #7172774
Dual-registered

Dual-registered at BULLTICK WEALTH MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee / Performance-based
View profile
DD

Diego Diaz

California·CRD #6457329
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Fee
AUM / Other
View profile
DE

Diego E Molano

Florida·CRD #5017170
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
17 yrs
States
4
Exams
5
Since
2009
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
DF

Diego Facio Guzman

Illinois·CRD #7616411
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DF

Diego Felgueres Arevalo

N/A·CRD #8198175
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
DF

Diego F Wanderley

Michigan·CRD #7265193
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
6 yrs
States
1
Exams
5
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 955 | AdvisorFinder