AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
DM

Diane Mowry

New York·CRD #5759026
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
DM

Diane M Patterson

Pennsylvania·CRD #1913103
Dual-registered

Dual-registered at &PARTNERS

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
DN

Diane N Lowry

California·CRD #6641951
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DP

Diane Patricia Davis

Connecticut·CRD #2590939
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
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DP

Diane Potkay Lenskold

Alabama·CRD #4293016
Dual-registered

Dual-registered at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
1 yrs
States
51
Exams
3
Since
2025
Fee
AUM
View profile
DP

Diane Powell Zing

Colorado·CRD #5294493
Dual-registered

Dual-registered at TRILOGY CAPITAL, INC.

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DR

Diane Renee Giza

Texas·CRD #2329964
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
1
Exams
7
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DS

Diane Suzanne Valenzuela

California·CRD #2105685
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
DV

Diane V. Lindsay

New York·CRD #1504562
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DW

Diane Wesbecher

New Jersey·CRD #3219109
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
DY

Diane Yhlen

Texas·CRD #3203121
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
DG

Dianna Goodson Parker

Mississippi·CRD #2126458
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
35 yrs
States
2
Exams
6
Since
1991
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
DM

Dianna Marie Moore

Georgia·CRD #4864802
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
States
2
Exams
4
Since
2005
Est. fee
AUM / Flat Fee
View profile
DO

Dianna Olguin Vega

Texas·CRD #6231473
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
DR

Dianna Renee Van Camp

Florida·CRD #4199243
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Diann Ballard Montemayor

Texas·CRD #7500026
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
DB

Dianne Bartol Scott

District Of Columbia·CRD #4785337
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
20 yrs
States
3
Exams
3
Since
2006
Est. fee
AUM / Flat Fee
View profile
DC

Dianne Castillo Eller

North Carolina·CRD #7480835
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
DC

Dianne Chipps Bailey

North Carolina·CRD #6975139
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
DE

Dianne Eleanor Dittmar

New York·CRD #2092558
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
36 yrs
States
1
Exams
3
Since
1990
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
DK

Dianne King Zipp

New Jersey·CRD #2237203
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dianne Marie Angelo

New York·CRD #5786187
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
View profile
DM

Dianne Marie Gonzalez

Michigan·CRD #6948841
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
DM

Dianne Marie Larson

California·CRD #4690759
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 954 | AdvisorFinder